SEC Form 4 · accession 0001127602-18-006378
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas K. Montag
Officer — Chief Operating Officer
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | M | 80,247 | $0.00 | A | 1,628,862 | D | |
| Common StockF2 | Feb 13, 2018 | F | 42,708 | $31.18 | D | 1,586,154 | D | |
| Common Stock | holding | — | — | — | 494,114 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 470,724 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Restricted Stock UnitsF1,F3 | — | Feb 13, 2018 | M | 80,247 | D | — | Feb 13, 2018 | Common Stock | 80,247 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
- F3On February 13, 2015, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date.