SEC Form 4 · accession 0001127602-19-007179
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Donofrio
Officer — Chief Financial Officer
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | M | 76,588 | $0.00 | A | 510,488 | D | |
| Common StockF2 | Feb 15, 2019 | F | 40,761 | $29.11 | D | 469,727 | D | |
| Common StockF1 | Feb 15, 2019 | M | 44,655 | $0.00 | A | 514,382 | D | |
| Common StockF2 | Feb 15, 2019 | F | 23,766 | $29.11 | D | 490,616 | D | |
| Common StockF1 | Feb 15, 2019 | M | 35,347 | $0.00 | A | 525,963 | D | |
| Common StockF2 | Feb 15, 2019 | F | 18,812 | $29.11 | D | 507,151 | D | |
| Common Stock | holding | — | — | — | 300 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 Restricted Stock UnitsF1,F3 | — | Feb 15, 2019 | M | 76,588 | D | — | Feb 15, 2019 | Common Stock | 76,588 | 0 | D |
| 2017 Restricted Stock UnitsF1,F4 | — | Feb 15, 2019 | M | 44,655 | D | — | Feb 15, 2020 | Common Stock | 44,655 | 44,655 | D |
| 2018 Restricted Stock UnitsF1,F5 | — | Feb 15, 2019 | M | 35,347 | D | — | Feb 15, 2021 | Common Stock | 35,347 | 70,695 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
- F3On February 12, 2016, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2017.
- F4On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018.
- F5On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.