SEC Form 5 · accession 0001127602-18-002781
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine P Bessant
Officer — Chief Ops & Tech Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 29, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 8, 2017 | G | 14,000 | $0.00 | D | 499,500 | D | |
| Common StockF3 | holding | — | — | — | 8,108 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 58,479 | I | Revocable Trust | |
| Common Stock | holding | — | — | — | 1,250 | I | UTMA Trust 1 | |
| Common Stock | holding | — | — | — | 1,250 | I | UTMA Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a charitable gift by the reporting person.
- F258,479 shares previously owned directly by the reporting person were transferred to the reporting person's revocable trust on March 8, 2017.
- F3The share equivalents attributed to the reporting person's 401(k) balance increased 84.9 shares due to dividend reinvestments and changes in the Net Asset Value of the issuer's stock fund.