SEC Form 4 · accession 0001127602-19-006445
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew M. Sieg
Officer — Pres, Merill Lynch Wlth Mgmt
Period of report
Feb 15, 2019
Accepted (ET)
Feb 15, 2019 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 130,586 | D | ||
| Common Stock | holding | — | — | — | 12,619 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,859 | I | Charitable Remainder Unitrust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2019 Restricted Stock UnitsF1,F2 | — | Feb 15, 2019 | A | 111,112 | A | — | Feb 15, 2022 | Common Stock | 111,112 | 111,112 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2020.