SEC Form 4 · accession 0001140361-17-001582
BLACKROCK MUNICIPAL 2020 TERM TRUST · BKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BANK OF AMERICA CORP
10% Owner
BANK OF AMERICA NA
10% Owner
Blue Ridge Investments, L.L.C.
10% Owner
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001181250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate PreferredF1,F2 | Jan 9, 2017 | J | 11 | — | D | 164 | I | By Subsidiary |
| Auction Rate PreferredF1,F2 | Jan 10, 2017 | J | 19 | — | D | 145 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").
- F2The Shares were called for redemption by the issuer at par value.