SEC Form 4 · accession 0001127602-18-024838

· BAC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Aug 3, 2018

Accepted (ET)

Aug 7, 2018 · 4:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000070858

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 3, 2018	M	2,102,216	$30.71	A	3,927,118	D
Common Stock^F2	Aug 3, 2018	F	2,077,252	$31.51	D	1,849,866	D
Common Stock^F1	May 24, 2018	G	341,337	$0.00	D	0	I	2016 GRAT
Common Stock^F1	May 24, 2018	G	341,337	$0.00	A	812,061	I	Family Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option, Right to Buy^F4	$30.71	Aug 3, 2018	M	2,102,216	D	—	Aug 4, 2018	Common Stock	2,102,216	0	D

F1152,777 shares were distributed to the reporting person as an annuity payment from the 2016 GRAT on May 23, 2018 and are reported on this Form 4 as directly owned; the remaining 341,337 shares from the 2016 GRAT were distributed on May 24, 2018 to the Family Trust.
F2Represents previously owned shares tendered by the reporting person to the issuer in payment of the option exercise price plus a disposition of shares to the issuer to satisfy a tax withholding obligation. The reporting person received 24,964 shares net of such withholding.
F3Option exercise effected under a written plan established May 18, 2018, pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F4These options vested and became exercisable as follows: 714,754 on February 4, 2009, and 693,731 on each of January 1, 2010 and January 1, 2011. All options had an expiration date of August 4, 2018.