SEC Form 4 · accession 0001127602-18-007237
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thong M Nguyen
Officer — Pres, Ret. Bnkg & Co-Hd CB
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | M | 44,841 | $0.00 | A | 127,982 | D | |
| Common StockF2 | Feb 15, 2018 | F | 20,605 | $32.21 | D | 107,377 | D | |
| Common StockF1 | Feb 15, 2018 | M | 30,700 | $0.00 | A | 138,077 | D | |
| Common StockF2 | Feb 15, 2018 | F | 14,314 | $32.21 | D | 123,763 | D | |
| Common Stock | holding | — | — | — | 285 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 Restricted Stock UnitsF1,F3 | — | Feb 15, 2018 | M | 44,841 | D | — | Feb 15, 2019 | Common Stock | 44,841 | 44,842 | D |
| 2017 Restricted Stock UnitsF1,F4 | — | Feb 15, 2018 | M | 30,700 | D | — | Feb 15, 2020 | Common Stock | 30,700 | 61,400 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
- F3On February 12, 2016, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2017.
- F4On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018.