SEC Form 4 · accession 0001518314-17-000001
Santander Consumer USA Holdings Inc. · SC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas G. Dundon
10% Owner
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | S | 34,598,506 | $27.225 | D | 0 | I | by DDFS LLC |
| Common Stock | Nov 15, 2017 | X | 4,628,169 | $9.21 | A | 5,061,557 | D | |
| Common Stock | Nov 15, 2017 | X | 1,459,438 | $12.10 | A | 6,520,995 | D | |
| Common Stock | Nov 15, 2017 | O | 759,773 | $24.00 | A | 7,280,768 | D | |
| Common Stock | Nov 15, 2017 | H | 6,847,380 | $19.18 | D | 433,388 | D | |
| Common Stock | Dec 31, 2013 | F | 128,495 | $26.20 | D | 304,893 | D | |
| Common Stock | Apr 10, 2015 | F | 7,078 | $10.36 | D | 297,815 | D | |
| Common Stock | Apr 10, 2015 | F | 7,078 | $12.29 | D | 290,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.21 | Nov 15, 2017 | X | 4,628,169 | D | Jul 2, 2015 | Jul 2, 2018 | Common Stock | 4,628,169 | 1,459,438 | D |
| Stock Option (Right to Buy) | $12.10 | Nov 15, 2017 | X | 1,459,438 | D | Jul 2, 2015 | Jul 2, 2018 | Common Stock | 1,459,438 | 759,773 | D |
| Stock Option (Right to Buy) | $24.00 | Nov 15, 2017 | O | 759,773 | D | Jul 2, 2015 | Jul 2, 2018 | Common Stock | 759,773 | 0 | D |