SEC Form 4 · accession 0000726514-17-000080
ELECTRO SCIENTIFIC INDUSTRIES INC · ESIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Oldham
Officer — CFO, Sr. VP of Finance
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 10:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000726514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 60,000 | $18.11 | A | 287,665 | D | |
| Common StockF1 | Nov 16, 2017 | S | 60,000 | $24.0839 | D | 227,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $18.11 | Nov 16, 2017 | M | 60,000 | D | Jan 7, 2009 | Jan 6, 2018 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15.
- F2Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.