SEC Form 4 · accession 0001140361-17-043310
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Rosenberg
Officer — EVP and CTO
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Nov 16, 2017 | F | 2,738 | $39.14 | D | 11,500 | D | |
| Common StockF1,F2,F3,F4,F5 | Nov 16, 2017 | M | 4,503 | $30.00 | A | 16,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF6 | $30.00 | Nov 16, 2017 | M | 4,503 | D | — | Nov 19, 2017 | Common Stock | 4,503 | 497 | D |
| Stock OptionsF6 | $30.00 | holding | — | — | — | — | Dec 4, 2018 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.
- F2Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.
- F3Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.
- F4Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.
- F5Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
- F6Fully vested and exercisable.