SEC Form 4 · accession 0001225208-17-017464
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cook
Officer — EVP, Sales and Automotive
Period of report
Nov 17, 2017
Accepted (ET)
Nov 17, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | M | 200,000 | $0.99 | A | 1,521,893 | D | |
| Common Stock | Nov 17, 2017 | S | 84,867 | $5.45 | D | 1,437,026 | D | |
| Common StockF1 | Nov 17, 2017 | F | 115,133 | $5.45 | D | 1,321,893 | D | |
| Common Stock | holding | — | — | — | 10,938 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.99 | Nov 17, 2017 | M | 200,000 | D | Aug 9, 2011 | Aug 9, 2020 | Common Stock | 200,000 | 641,800 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.