SEC Form 4 · accession 0001209191-17-061686
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | M | 35,924 | $27.08 | A | 35,924 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF1 | Nov 17, 2017 | S | 19,526 | $263.2618 | D | 16,398 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF2 | Nov 17, 2017 | S | 10,335 | $264.2559 | D | 6,063 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF3 | Nov 17, 2017 | S | 3,763 | $265.3466 | D | 2,300 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF4 | Nov 17, 2017 | S | 1,200 | $266.7239 | D | 1,100 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF5 | Nov 17, 2017 | S | 1,100 | $267.3068 | D | 0 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Nov 17, 2017 | M | 35,924 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 35,924 | 0 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $262.80 - $263.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $263.80 - $264.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $264.86 - $265.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $266.03 - $267.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $267.04 - $267.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.