SEC Form 4 · accession 0001018724-17-000167
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Wilke
Officer — CEO Worldwide Consumer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2017 | M | 5,312 | $0.00 | A | 15,312 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2017 | G | 5,312 | $0.00 | D | 10,000 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2017 | G | 5,312 | $0.00 | A | 62,462 | I | In trust |
| Common Stock, par value $.01 per share | Nov 16, 2017 | G | 879 | $0.00 | D | 62,462 | I | In trust |
| Common Stock, par value $.01 per share | Nov 16, 2017 | G | 879 | $0.00 | A | 62,462 | I | In trust |
| Common Stock, par value $.01 per share | holding | — | — | — | 530 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1,F2 | $0.00 | Nov 15, 2017 | M | 5,312 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 5,312 | 5,312 | D |
Explanation of responses
- F1Converts into Common Stock on a one-for-one basis.
- F2This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax deductible compensation under Section 162(m) of the Internal Revenue Code: 4,163 shares on May 15, 2013; 4,162 shares each of on August 15, 2013, November 15, 2013, and February 15, 2014; 3,892 shares on May 15, 2014; 3,891 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 2,569 shares on May 15, 2015; 2,568 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 6,889 shares on each of May 15, 2016 and August 15, 2016; 6,888 shares on each of November 15, 2016 and February 15, 2017; and 5,312 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018.