SEC Form 4 · accession 0001179110-17-014327
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ambroseo
Officer — Pres. and CEO · Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 5,890 | $0.00 | A | 128,970 | I | Family Trust |
| Common StockF1 | Nov 15, 2017 | F | 3,074 | $302.74 | D | 125,896 | I | Family Trust |
| Common Stock | holding | — | — | — | 7,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 15, 2017 | M | 5,890 | D | Nov 15, 2017 | Nov 15, 2017 | Common Stock | 5,890 | 83,669 | D |
Explanation of responses
- F1Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.