SEC Form 4 · accession 0001209191-17-061692
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Allen Lay
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.0001 Par Value Common Stock | Nov 17, 2017 | M | 5,000 | $47.15 | A | 5,000 | D | |
| $0.0001 Par Value Common Stock | Nov 17, 2017 | S | 5,000 | $73.53 | D | 0 | D | |
| $0.0001 Par Value Common StockF1 | holding | — | — | — | 316,613 | I | See footnote (1) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F2 | $47.15 | Nov 17, 2017 | M | 5,000 | D | — | Jan 27, 2018 | common stock | 5,000 | 0 | D |
Explanation of responses
- F1186,026 shares are held by Lay Ventures, L.P. Mr. Lay and his wife are general partners of Lay Ventures, L.P. In addition, Mr. Lay and his wife are the trustees of The Lay Living Trust which holds 130,587 shares. The Lay Living Trust owns a 2% interest in Lay Ventures, L.P. Mr. Lay disclaims beneficial ownership of the shares held by Lay Ventures, L.P. except to the extent of his pecuniary interest therein.
- F2The stock option became exercisable on January 27, 2013.