SEC Form 4 · accession 0001225208-17-017487
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Wainwright
Officer — Pres., Channel & Customer Exp.
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 17, 2017 | M | 20,550 | $51.61 | A | 61,292 | D | |
| Common Shares | Nov 17, 2017 | M | 19,762 | $61.50 | A | 81,054 | D | |
| Common Shares | Nov 17, 2017 | M | 14,925 | $65.95 | A | 95,979 | D | |
| Common Shares | Nov 17, 2017 | M | 8,325 | $66.74 | A | 104,304 | D | |
| Common SharesF1 | Nov 17, 2017 | S | 63,562 | $94.7854 | D | 40,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $65.95 | Nov 17, 2017 | M | 14,925 | D | — | Nov 9, 2025 | Common Shares | 14,925 | 14,925 | D |
| Stock Option (Right to Buy)F3 | $61.50 | Nov 17, 2017 | M | 19,762 | D | — | Nov 10, 2024 | Common Shares | 19,762 | 6,588 | D |
| Stock Option (Right to Buy)F4 | $51.61 | Nov 17, 2017 | M | 20,550 | D | — | Nov 14, 2023 | Common Shares | 20,550 | 0 | D |
| Stock Option (Right to Buy)F5 | $66.74 | Nov 17, 2017 | M | 8,325 | D | — | Nov 14, 2026 | Common Shares | 8,325 | 24,975 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 17, 2017. The range of prices for the transaction is from $94.75 to $94.90 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2016.