SEC Form 4 · accession 0001209191-17-061641
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 7,784 | $20.02 | A | 184,842 | D | |
| Common StockF1 | Nov 16, 2017 | S | 7,784 | $110.08 | D | 177,058 | D | |
| Common Stock | Nov 16, 2017 | M | 22,216 | $25.25 | A | 199,274 | D | |
| Common StockF1 | Nov 16, 2017 | S | 22,216 | $110.08 | D | 177,058 | D | |
| Common StockF2 | Nov 16, 2017 | S | 15,000 | $110.08 | D | 162,058 | D | |
| Common StockF3 | holding | — | — | — | 19,555 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $20.02 | Nov 16, 2017 | M | 7,784 | D | — | Nov 8, 2019 | Common Stock | 7,784 | 0 | D |
| Employee Stock Option (right to buy)F5 | $25.25 | Nov 16, 2017 | M | 22,216 | D | — | Nov 7, 2020 | Common Stock | 22,216 | 98,499 | D |
Explanation of responses
- F1The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.30 per share.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.29 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.
- F4This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.
- F5This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.