SEC Form 4 · accession 0001209191-17-061498
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Terry Green
Officer — President and CEO · Director · 10% Owner
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.696 | Nov 15, 2017 | M | 12,624 | D | — | Dec 8, 2020 | Class B Common Stock | 12,624 | 24,804 | D |
| Class B Common StockF2 | $0.00 | Nov 15, 2017 | M | 12,624 | A | — | — | Class A Common Stock | 12,624 | 5,299,297 | D |
Explanation of responses
- F1The option was granted on December 9, 2015. The vesting commencement date ("VCD") is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F2Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.