Form4insider filings, from the source

Insider · CIK 0001183833

Roger C Hochschild

Files at: PFG, DFS. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $2.2M · 2sales $34.5M · 36net −$32.2M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesApr 2015Dec 2015Jul 2016Mar 2017Oct 2017Jun 2018Jan 2019

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jun 26, 2026 AForm 4 →Jun 30, 1:42 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG294——41,477—
Feb 20, 2019 AForm 4 →Feb 22, 4:09 pm ESTDiscover Financial ServicesDFS19,199——815,925— plan?
Feb 1, 2019 FForm 4 →Feb 5, 9:01 pm ESTDiscover Financial ServicesDFS38,073$68.40$2,604,193796,726— plan?
Jan 28, 2019 PForm 4 →Jan 29, 4:18 pm ESTDiscover Financial ServicesDFS30,000$66.67$2,000,227834,799+3.73% plan?
Jan 21, 2019 AForm 4 →Jan 23, 6:05 pm ESTDiscover Financial ServicesDFS49,788——804,799— plan?
Dec 28, 2018 AForm 4 →Jan 2, 2019, 4:47 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG141——11,532— plan?
Oct 31, 2018 GForm 4 →Nov 8, 6:01 pm ESTDiscover Financial ServicesDFS12,000——755,010— plan? late
Sep 28, 2018 AForm 4 →Oct 2, 4:17 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG102——11,391— plan?
Jun 29, 2018 AForm 4 →Jul 3, 4:46 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG110——11,289— plan?
May 22, 2018 AForm 4 →May 23, 4:42 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG2,752——11,179— plan?
May 2, 2018 GForm 4 →Jun 22, 6:22 pm EDTDiscover Financial ServicesDFS72,222——29,111— plan? late
Apr 2, 2018 SForm 4 →Apr 4, 5:06 pm EDTDiscover Financial ServicesDFS15,259$69.70$1,063,605710,760−2.10% plan?
Mar 29, 2018 AForm 4 →Apr 2, 4:39 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG70——8,427— plan?
Mar 1, 2018 SForm 4 →Mar 5, 5:15 pm ESTDiscover Financial ServicesDFS15,259$76.83$1,172,286726,019−2.06% plan?
Feb 22, 2018 AForm 4 →Feb 26, 8:36 pm ESTDiscover Financial ServicesDFS13,775——741,278— plan?
Feb 1, 2018 SForm 4 →Feb 5, 7:37 pm ESTDiscover Financial ServicesDFS15,258$80.28$1,224,912727,503−2.05% plan?
Feb 1, 2018 FForm 4 →Feb 5, 7:37 pm ESTDiscover Financial ServicesDFS25,601$80.62$2,063,953742,761— plan?
Jan 25, 2018 AForm 4 →Jan 29, 4:35 pm ESTDiscover Financial ServicesDFS44,696——768,362— plan?
Jan 2, 2018 SForm 4 →Jan 4, 4:50 pm ESTDiscover Financial ServicesDFS15,258$76.78$1,171,509723,666−2.06% plan?
Dec 28, 2017 AForm 4 →Jan 2, 2018, 5:31 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG57——8,357— plan?
Dec 1, 2017 SForm 4 →Dec 5, 4:17 pm ESTDiscover Financial ServicesDFS15,258$70.54$1,076,337738,924−2.02% plan?
Nov 1, 2017 SForm 4 →Nov 3, 5:13 pm EDTDiscover Financial ServicesDFS15,258$66.79$1,019,082754,182−1.98% plan?
Oct 26, 2017 GForm 4 →Nov 3, 5:13 pm EDTDiscover Financial ServicesDFS15,043——769,440— plan? late
Oct 2, 2017 SForm 4 →Oct 4, 5:35 pm EDTDiscover Financial ServicesDFS15,258$64.87$989,786784,483−1.91% plan?
Sep 29, 2017 AForm 4 →Oct 3, 3:33 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG60——8,300— plan?
Sep 1, 2017 SForm 4 →Sep 5, 5:12 pm EDTDiscover Financial ServicesDFS15,258$59.64$909,987799,741−1.87% plan?
Aug 1, 2017 SForm 4 →Aug 2, 4:22 pm EDTDiscover Financial ServicesDFS15,258$61.04$931,348814,999−1.84% plan?
Jul 3, 2017 SForm 4 →Jul 5, 5:57 pm EDTDiscover Financial ServicesDFS15,258$62.48$953,320830,257−1.80% plan?
Jun 30, 2017 AForm 4 →Jul 5, 4:08 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG59——8,240— plan?
Jun 1, 2017 SForm 4 →Jun 5, 5:51 pm EDTDiscover Financial ServicesDFS15,258$58.96$899,612845,515−1.77% plan?
May 16, 2017 AForm 4 →May 18, 10:21 am EDTPRINCIPAL FINANCIAL GROUP INCPFG2,032——8,181— plan?
May 1, 2017 SForm 4 →May 3, 6:51 pm EDTDiscover Financial ServicesDFS15,258$62.28$950,268860,773−1.74% plan?
Apr 3, 2017 SForm 4 →Apr 4, 7:38 pm EDTDiscover Financial ServicesDFS10,000$67.73$677,284797,031−1.24% plan?
Mar 31, 2017 AForm 4 →Apr 4, 3:14 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG44——6,149— plan?
Mar 1, 2017 SForm 4 →Mar 3, 5:41 pm ESTDiscover Financial ServicesDFS10,000$72.54$725,400807,031−1.22% plan?
Feb 22, 2017 AForm 4 →Feb 24, 5:54 pm ESTDiscover Financial ServicesDFS13,489——817,031— plan?
Feb 1, 2017 AFForm 4/A →Feb 24, 5:31 pm ESTDiscover Financial ServicesDFS81,903$68.77$5,632,469803,542— plan?
Feb 1, 2017 AFForm 4 →Feb 3, 7:09 pm ESTDiscover Financial ServicesDFS59,924$68.77$4,120,973781,563— plan? amended
Feb 1, 2017 SForm 4 →Feb 2, 6:10 pm ESTDiscover Financial ServicesDFS10,000$69.22$692,154782,127−1.26% plan?
Jan 31, 2017 GForm 4 →Feb 2, 6:10 pm ESTDiscover Financial ServicesDFS13,645——792,127— plan?
Jan 3, 2017 SForm 4 →Jan 5, 4:46 pm ESTDiscover Financial ServicesDFS10,000$72.61$726,122805,772−1.23% plan?
Dec 27, 2016 AForm 4 →Dec 29, 4:46 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG44——6,105— plan?
Dec 1, 2016 SForm 4 →Dec 5, 4:07 pm ESTDiscover Financial ServicesDFS10,000$68.16$681,623815,772−1.21% plan?
Nov 1, 2016 SForm 4 →Nov 3, 4:23 pm EDTDiscover Financial ServicesDFS10,000$56.00$560,039825,772−1.20% plan?
Oct 3, 2016 SForm 4 →Oct 5, 5:13 pm EDTDiscover Financial ServicesDFS10,000$56.46$564,628835,772−1.18% plan?
Sep 30, 2016 AForm 4 →Oct 4, 4:19 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG48——6,061— plan?
Sep 1, 2016 SForm 4 →Sep 6, 4:51 pm EDTDiscover Financial ServicesDFS10,000$59.69$596,921845,772−1.17% plan?
Aug 1, 2016 SForm 4 →Aug 3, 5:40 pm EDTDiscover Financial ServicesDFS10,000$56.74$567,378855,772−1.16% plan?
Jul 1, 2016 SForm 4 →Jul 6, 4:36 pm EDTDiscover Financial ServicesDFS10,000$53.72$537,200865,772−1.14% plan?
Jun 24, 2016 AForm 4 →Jun 28, 5:08 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG58——6,013— plan?
Jun 1, 2016 SForm 4 →Jun 2, 4:47 pm EDTDiscover Financial ServicesDFS10,000$56.03$560,297875,772−1.13% plan?
May 19, 2016 JForm 4/A →Apr 28, 2017, 6:04 pm EDTDiscover Financial ServicesDFS3,362$61.90$208,123178,362— plan?
May 19, 2016 PForm 4 →Apr 24, 2017, 8:21 pm EDTDiscover Financial ServicesDFS3,362$61.90$208,123178,362+1.92% plan? late
May 17, 2016 AForm 4 →May 19, 12:34 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG3,089——5,955— plan?
May 3, 2016 GForm 4 →May 4, 6:04 pm EDTDiscover Financial ServicesDFS19,880——885,772— plan?
May 2, 2016 SForm 4 →May 4, 6:04 pm EDTDiscover Financial ServicesDFS10,000$56.39$563,8951,080,652−0.92% plan?
Apr 21, 2016 SForm 4 →Apr 25, 4:15 pm EDTDiscover Financial ServicesDFS29,966$56.38$1,689,3541,090,652−2.67% plan?
Apr 21, 2016 MForm 4 →Apr 25, 4:15 pm EDTDiscover Financial ServicesDFS41,860$26.68$1,117,0261,120,618— plan?
Apr 1, 2016 SForm 4 →Apr 5, 2:28 pm EDTDiscover Financial ServicesDFS20,000$50.90$1,018,0921,078,758−1.82% plan?
Mar 25, 2016 AForm 4 →Mar 29, 5:07 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG28——2,866— plan?
Mar 2, 2016 SForm 4 →Mar 4, 10:19 am ESTDiscover Financial ServicesDFS40,000$48.00$1,920,0001,098,758−3.51% plan?
Feb 1, 2016 AFForm 4 →Feb 3, 5:45 pm ESTDiscover Financial ServicesDFS158,045$46.05$2,553,3801,138,758— plan?
Jan 22, 2016 AForm 4 →Jan 27, 3:23 pm ESTDiscover Financial ServicesDFS19,757——1,091,609— plan? late
Jan 4, 2016 SForm 4 →Jan 5, 5:53 pm ESTDiscover Financial ServicesDFS20,000$52.46$1,049,2001,071,852−1.83% plan?
Jan 2, 2016 FForm 4 →Jan 5, 5:53 pm ESTDiscover Financial ServicesDFS3,244$53.62$173,9431,091,852— plan?
Dec 28, 2015 AForm 4 →Dec 30, 4:06 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG23——2,838— plan?
Dec 17, 2015 AForm 4 →Dec 21, 5:40 pm ESTDiscover Financial ServicesDFS100,000——1,095,096— plan?
Dec 1, 2015 SForm 4 →Dec 3, 11:43 am ESTDiscover Financial ServicesDFS20,000$56.98$1,139,568995,096−1.97% plan?
Nov 2, 2015 SForm 4 →Nov 4, 9:46 am ESTDiscover Financial ServicesDFS20,000$56.47$1,129,3101,015,096−1.93% plan?
Oct 1, 2015 SForm 4 →Oct 5, 12:26 pm EDTDiscover Financial ServicesDFS20,000$51.79$1,035,7361,035,096−1.90% plan?
Sep 25, 2015 AForm 4 →Sep 29, 4:22 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG22——2,815— plan?
Sep 1, 2015 SForm 4 →Sep 3, 7:47 am EDTDiscover Financial ServicesDFS20,000$52.08$1,041,5381,055,096−1.86% plan?
Aug 3, 2015 SForm 4 →Aug 4, 5:23 pm EDTDiscover Financial ServicesDFS20,000$55.31$1,106,2521,075,096−1.83% plan?
Jul 1, 2015 SForm 4 →Jul 2, 9:48 am EDTDiscover Financial ServicesDFS20,000$58.16$1,163,2001,095,096−1.79% plan?
Jun 26, 2015 AForm 4 →Jun 30, 3:35 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG20——2,793— plan?
Jun 1, 2015 SForm 4 →Jun 2, 7:11 pm EDTDiscover Financial ServicesDFS20,000$58.30$1,166,0001,115,096−1.76% plan?
May 19, 2015 AForm 4 →May 21, 1:57 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG2,476——2,773— plan?
May 1, 2015 SForm 4 →May 4, 5:24 pm EDTDiscover Financial ServicesDFS20,000$58.87$1,177,4001,135,096−1.73% plan?
Apr 1, 2015 AForm 4 →Apr 7, 5:15 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG297——297— plan? late
Feb 1, 2015 FForm 4 →Feb 3, 3:20 pm ESTDiscover Financial ServicesDFS7,325$54.38$398,3341,155,096— plan?
Jan 22, 2015 AForm 4 →Jan 26, 5:15 pm ESTDiscover Financial ServicesDFS15,701——1,162,421— plan?
Jan 2, 2015 AFForm 4 →Jan 6, 12:18 pm ESTDiscover Financial ServicesDFS273,528$65.36$6,781,8841,146,720— plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jun 26, 2026 AForm 4 →Jun 30, 1:42 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG219$107.75$23,59729,674—
Jun 5, 2026 AForm 4 →Jun 9, 11:58 am EDTPRINCIPAL FINANCIAL GROUP INCPFG689$105.22$72,49729,455—
Dec 28, 2018 AForm 4 →Jan 2, 2019, 4:47 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG104$43.56$4,5179,580—
Dec 6, 2018 AForm 4 →Dec 7, 2:18 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG1,110$45.03$49,9859,476—
Sep 28, 2018 AForm 4 →Oct 2, 4:17 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG75$58.59$4,3948,366—
Jun 29, 2018 AForm 4 →Jul 3, 4:46 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG72$52.95$3,7978,291—
Jun 6, 2018 AForm 4 →Jun 7, 4:32 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG923$56.91$52,4998,219—
Mar 29, 2018 AForm 4 →Apr 2, 4:39 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG61$60.91$3,6917,296—
Dec 28, 2017 AForm 4 →Jan 2, 2018, 5:31 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG44$71.39$3,1557,236—
Dec 6, 2017 AForm 4 →Dec 7, 4:38 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG748$70.82$53,0027,192—
Nov 17, 2017 AForm 4 →Nov 20, 3:43 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG29$68.64$1,9976,443—
Oct 6, 2017 AForm 4 →Oct 10, 9:40 am EDTPRINCIPAL FINANCIAL GROUP INCPFG45$66.65$2,9996,414—
Sep 29, 2017 AForm 4 →Oct 3, 3:33 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG46$64.34$2,9666,369—
Sep 22, 2017 AForm 4 →Sep 25, 11:31 am EDTPRINCIPAL FINANCIAL GROUP INCPFG16$63.12$9976,323—
Aug 4, 2017 AForm 4 →Aug 8, 9:47 am EDTPRINCIPAL FINANCIAL GROUP INCPFG30$67.04$1,9986,307—
Jun 30, 2017 AForm 4 →Jul 5, 4:08 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG39$64.07$2,5056,277—
Jun 2, 2017 AForm 4 →Jun 6, 2:19 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG790$63.96$50,5036,238—
May 19, 2017 AForm 4 →May 22, 5:24 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG49$60.83$2,9995,449—
Mar 31, 2017 AForm 4 →Apr 4, 3:14 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG38$63.11$2,3925,399—
Mar 10, 2017 AForm 4 →Mar 13, 3:50 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG47$63.54$2,9995,361—
Feb 10, 2017 AForm 4 →Feb 13, 5:47 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG66$60.86$3,9995,314—
Dec 30, 2016 AForm 4 →Jan 3, 2017, 2:42 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG17$57.86$1,0015,248—
Dec 27, 2016 AForm 4 →Dec 29, 4:46 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG32$58.73$1,8685,231—
Dec 6, 2016 AForm 4 →Dec 7, 5:01 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG850$59.42$50,5015,199—
Nov 18, 2016 AForm 4 →Nov 21, 5:21 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG35$57.66$2,0014,349—
Oct 7, 2016 AForm 4 →Oct 11, 10:53 am EDTPRINCIPAL FINANCIAL GROUP INCPFG19$52.26$9984,315—
Sep 30, 2016 AForm 4 →Oct 4, 4:19 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG33$51.51$1,7204,296—
Sep 9, 2016 AForm 4 →Sep 12, 3:47 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG62$48.37$2,9994,262—
Jun 24, 2016 AForm 4 →Jun 27, 3:17 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG29$39.96$1,1674,200—
Jun 3, 2016 AForm 4 →Jun 6, 2:46 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG1,179$42.82$50,5024,171—
May 20, 2016 AForm 4 →May 23, 4:33 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG70$43.19$3,0022,992—
Apr 21, 2016 MForm 4 →Apr 25, 4:15 pm EDTDiscover Financial ServicesDFS41,860——0—
Apr 8, 2016 AForm 4 →Apr 11, 4:39 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG26$39.03$9992,922—
Mar 25, 2016 AForm 4 →Mar 29, 5:07 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG27$38.90$1,0622,897—
Mar 11, 2016 AForm 4 →Mar 15, 11:56 am EDTPRINCIPAL FINANCIAL GROUP INCPFG74$40.36$2,9992,869—
Feb 12, 2016 AForm 4 →Feb 16, 10:06 am ESTPRINCIPAL FINANCIAL GROUP INCPFG85$35.38$3,0002,795—
Jan 29, 2016 AForm 4 →Feb 1, 5:29 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG53$38.00$1,9992,710—
Dec 28, 2015 AForm 4 →Dec 30, 4:06 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG12$45.57$5652,657—
Dec 18, 2015 AForm 4 →Dec 21, 2:38 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG1,152$43.82$50,4982,645—
Nov 19, 2015 AForm 4 →Nov 20, 3:28 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG20$50.72$9991,493—
Nov 5, 2015 AForm 4 →Nov 9, 2:17 pm ESTPRINCIPAL FINANCIAL GROUP INCPFG59$50.93$3,0001,473—
Sep 25, 2015 AForm 4 →Sep 29, 4:22 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG11$48.05$5091,414—
Sep 4, 2015 AForm 4 →Sep 8, 4:03 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG63$47.57$2,9971,403—
Aug 14, 2015 AForm 4 →Aug 18, 1:36 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG35$57.98$2,0001,340—
Jun 26, 2015 AForm 4 →Jun 30, 3:35 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG2$52.44$1261,306—
Jun 4, 2015 AForm 4 →Jun 5, 12:59 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG975$51.78$50,5011,303—
May 7, 2015 AForm 4 →May 8, 1:27 pm EDTPRINCIPAL FINANCIAL GROUP INCPFG328$51.64$16,943328—