SEC Form 4 · accession 0001209191-18-057796
Discover Financial Services · DFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Hochschild
Officer — CEO and President · Director
Period of report
Oct 31, 2018
Accepted (ET)
Nov 8, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | G | 12,000 | $0.00 | D | 755,010 | D | |
| Common StockF1 | holding | — | — | — | 29,111 | I | By Hochschild Remainder Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.