SEC Form 4 · accession 0001209191-17-028027
Discover Financial Services · DFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Hochschild
Officer — President & COO
Period of report
May 19, 2016
Accepted (ET)
Apr 24, 2017 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | P | 898 | $54.57 | A | 175,898 | I | By grantor retained annuity trust |
| Common StockF1 | Aug 15, 2016 | P | 908 | $58.11 | A | 176,806 | I | By grantor retained annuity trust |
| Common StockF1 | Nov 14, 2016 | P | 799 | $66.42 | A | 177,605 | I | By grantor retained annuity trust |
| Common StockF1 | Feb 17, 2017 | P | 757 | $70.39 | A | 178,362 | I | By grantor retained annuity trust |
| Common Stock | holding | — | — | — | 797,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents transactions in which the reporting person received shares of the issuer's common stock pursuant to a dividend reinvestment arrangement with a broker. Such transactions are being reported late due to an inadvertent administrative error.