SEC Form 4 · accession 0001209191-19-007599
Discover Financial Services · DFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Hochschild
Officer — CEO and President · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | F | 38,073 | $68.40 | D | 796,726 | D | |
| Common StockF2 | holding | — | — | — | 29,111 | I | By Hochschild Remainder Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units.
- F2These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.