SEC Form 4/A · accession 0001123292-17-000878
Discover Financial Services · DFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roger C Hochschild
Officer — President & COO
Period of report
May 19, 2016
Accepted (ET)
Apr 28, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | J | 898 | $54.57 | A | 175,898 | I | By grantor retained annuity trust |
| Common Stock | Aug 15, 2016 | J | 908 | $58.11 | A | 176,806 | I | By grantor retained annuity trust |
| Common Stock | Nov 14, 2016 | J | 799 | $66.42 | A | 177,605 | I | By grantor retained annuity trust |
| Common Stock | Feb 17, 2017 | J | 757 | $70.39 | A | 178,362 | I | By grantor retained annuity trust |
| Common Stock | holding | — | — | — | 797,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents transaction in which the reporting person acquired shares of the issuer's common stock pursuant to a broker-administered dividend reinvestment arrangement. This acquisition is exempt from Section 16 under Rule 16a-11. This amendment is being filed to correct the transaction code and to clarify that the Form 4 filing for this transaction is voluntary.