SEC Form 4 · accession 0001127602-17-032814
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Roman
Officer — Corporate Controller
Period of report
Nov 20, 2017
Accepted (ET)
Nov 20, 2017 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 2,350 | $46.45 | A | 10,753 | D | |
| Common Stock | Nov 20, 2017 | S | 2,350 | $99.2022 | D | 8,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $46.45 | Nov 20, 2017 | M | 2,350 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 2,350 | 2,350 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.