Company · CIK 0000881524 · SIC 2834 — Pharmaceutical Preparations
VIVUS INC · VVUS
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2019 PForm 4 → | Mar 4, 4:43 pm EST | John P. AmosChief Executive Officer, Director | 11,000 | $4.85 | $53,384 | 1,719,500 | +0.64% | plan? |
| Feb 28, 2019 PForm 4 → | Mar 4, 4:45 pm EST | Eric W RobertsDirector | 8,500 | $4.82 | $40,982 | 16,660 | +104% | plan? |
| Nov 14, 2018 AForm 4 → | Nov 16, 4:18 pm EST | Santosh T VargheseChief Medical Officer | 700 | $2.71 | $1,897 | 7,842 | — | plan? |
| Nov 14, 2018 AForm 4 → | Nov 16, 4:14 pm EST | Mark K OkiChief Financial Officer & CAO | 700 | $2.71 | $1,897 | 10,700 | — | plan? |
| Nov 6, 2018 PForm 4 → | Nov 7, 4:10 pm EST | Mark K OkiChief Financial Officer & CAO | 10,000 | $4.07 | $40,700 | 10,000 | — | plan? |
| Oct 1, 2018 FMForm 4 → | Oct 3, 6:42 pm EDT | Allan ShawDirector | 182 | $5.63 | $242 | 6,389 | — | plan? |
| Oct 1, 2018 FMForm 4 → | Oct 3, 6:39 pm EDT | Eric W RobertsDirector | 182 | $5.63 | $242 | 8,160 | — | plan? |
| Aug 15, 2018 FMForm 4 → | Aug 16, 4:37 pm EDT | Allan ShawDirector | 1,827 | $0.63 | $276 | 62,928 | — | plan? |
| Aug 15, 2018 FMForm 4 → | Aug 16, 4:31 pm EDT | Eric W RobertsDirector | 1,827 | $0.63 | $276 | 80,632 | — | plan? |
| Jul 15, 2018 FMForm 4 → | Jul 17, 4:17 pm EDT | Eric W RobertsDirector | 1,828 | $0.77 | $338 | 79,681 | — | plan? |
| Jul 15, 2018 FMForm 4 → | Jul 17, 4:11 pm EDT | Allan ShawDirector | 1,828 | $0.77 | $338 | 61,977 | — | plan? |
| Jun 29, 2018 MForm 4 → | Jul 3, 4:10 pm EDT | Herm RosenmanDirector | 25,000 | $0.70 | $17,500 | 311,671 | — | plan? |
| Jun 15, 2018 FMForm 4 → | Jun 19, 4:21 pm EDT | Allan ShawDirector | 1,827 | $0.84 | $368 | 61,027 | — | plan? |
| Jun 15, 2018 FMForm 4 → | Jun 19, 4:18 pm EDT | Eric W RobertsDirector | 1,827 | $0.84 | $368 | 78,731 | — | plan? |
| Jun 1, 2018 PForm 4 → | Jun 5, 9:31 pm EDT | Herm RosenmanDirector | 50,000 | $0.77 | $38,500 | 50,000 | — | plan? |
| May 29, 2018 PForm 4 → | May 31, 4:33 pm EDT | Herm RosenmanDirector | 50,000 | $0.79 | $39,500 | 286,671 | +21.1% | plan? |
| May 21, 2018 PForm 4 → | May 23, 5:05 pm EDT | Herm RosenmanDirector | 100,000 | $0.81 | $81,000 | 236,671 | +73.2% | plan? |
| May 21, 2018 MForm 4 → | May 23, 5:05 pm EDT | Herm RosenmanDirector | 75,000 | $0.70 | $52,500 | 136,671 | — | plan? |
| May 18, 2018 SForm 4 → | May 22, 5:08 pm EDT | John P. AmosChief Executive Officer, Director | 1,500 | $0.7708 | $1,156 | 1,708,500 | −0.09% | plan? |
| May 18, 2018 PForm 4 → | May 22, 5:08 pm EDT | John P. AmosChief Executive Officer, Director | 270,000 | $0.7707 | $208,089 | 1,710,000 | +18.8% | plan? |
| May 17, 2018 PForm 4 → | May 21, 7:16 pm EDT | John P. AmosChief Executive Officer, Director | 360,000 | $0.6923 | $249,228 | 1,440,000 | +33.3% | plan? |
| May 15, 2018 DMForm 4 → | May 17, 5:10 pm EDT | Allan ShawDirector | 1,827 | $0.52 | $228 | 60,076 | — | plan? |
| May 15, 2018 DMForm 4 → | May 17, 5:09 pm EDT | Eric W RobertsDirector | 1,886 | $0.52 | $258 | 77,780 | — | plan? |
| May 15, 2018 PForm 4 → | May 17, 5:00 pm EDT | John P. AmosChief Executive Officer, Director | 540,000 | $0.5613 | $303,075 | 1,080,000 | +100% | plan? |
| May 11, 2018 PForm 4 → | May 15, 7:39 pm EDT | John P. AmosChief Executive Officer, Director | 540,000 | $0.5159 | $278,586 | 540,000 | — | plan? |
| Apr 15, 2018 DMForm 4 → | Apr 17, 4:18 pm EDT | Allan ShawDirector | 1,827 | $0.42 | $184 | 59,125 | — | plan? |
| Apr 15, 2018 DMForm 4 → | Apr 17, 4:17 pm EDT | Eric W RobertsDirector | 1,827 | $0.42 | $184 | 76,888 | — | plan? |
| Apr 3, 2018 SForm 4 → | Apr 4, 4:22 pm EDT | Santosh T VargheseChief Medical Officer | 390 | $0.3392 | $132 | 71,415 | −0.54% | plan? |
| Apr 1, 2018 DForm 4 → | Apr 3, 4:18 pm EDT | John L SlebirSVP, Business Development & GC | 559 | $0.3559 | $199 | 134,010 | — | plan? |
| Mar 15, 2018 DMForm 4 → | Mar 19, 4:21 pm EDT | Allan ShawDirector | 1,827 | $0.48 | $210 | 58,174 | — | plan? |
| Mar 15, 2018 DMForm 4 → | Mar 19, 4:18 pm EDT | Eric W RobertsDirector | 1,827 | $0.48 | $210 | 75,937 | — | plan? |
| Feb 15, 2018 DMForm 4 → | Feb 20, 4:26 pm EST | Allan ShawDirector | 1,827 | $0.46 | $201 | 57,223 | — | plan? |
| Feb 15, 2018 DMForm 4 → | Feb 20, 4:23 pm EST | Eric W RobertsDirector | 1,886 | $0.46 | $229 | 74,986 | — | plan? |
| Jan 31, 2018 SForm 4 → | Feb 1, 4:19 pm EST | Santosh T VargheseChief Medical Officer | 491 | $0.43 | $211 | 71,805 | −0.68% | plan? |
| Jan 28, 2018 DForm 4 → | Jan 30, 6:40 pm EST | John L SlebirSVP, Business Development & GC | 614 | $0.46 | $282 | 134,569 | — | plan? |
| Jan 15, 2018 DMForm 4 → | Jan 17, 4:18 pm EST | Allan ShawDirector | 1,869 | $0.51 | $245 | 56,272 | — | plan? |
| Jan 15, 2018 DMForm 4 → | Jan 17, 4:18 pm EST | Eric W RobertsDirector | 1,928 | $0.51 | $275 | 74,094 | — | plan? |
| Jan 1, 2018 DForm 4 → | Jan 3, 7:11 pm EST | Seth H. Z. FischerOther | 2,102 | $0.50 | $1,051 | 633,978 | — | plan? |
| Jan 1, 2018 SForm 4 → | Jan 3, 7:09 pm EST | Santosh T VargheseChief Medical Officer | 444 | $0.5081 | $226 | 72,296 | −0.61% | plan? |
| Jan 1, 2018 DForm 4 → | Jan 3, 7:07 pm EST | John L SlebirSVP, Business Development & GC | 710 | $0.50 | $355 | 135,183 | — | plan? |
| Dec 15, 2017 DMForm 4 → | Dec 19, 4:23 pm EST | Allan ShawDirector | 1,870 | $0.53 | $255 | 55,363 | — | plan? |
| Dec 15, 2017 DMForm 4 → | Dec 19, 4:21 pm EST | Eric W RobertsDirector | 1,929 | $0.53 | $286 | 73,244 | — | plan? |
| Nov 15, 2017 DMForm 4 → | Nov 17, 4:52 pm EST | Allan ShawDirector | 1,870 | $0.6551 | $315 | 54,455 | — | plan? |
| Nov 15, 2017 DMForm 4 → | Nov 17, 4:52 pm EST | Eric W RobertsDirector | 1,929 | $0.6551 | $354 | 72,395 | — | plan? |
| Oct 27, 2017 DMForm 4 → | Oct 31, 5:50 pm EDT | Allan ShawDirector | 16,827 | $0.70 | $3,029 | 53,547 | — | plan? |
| Oct 27, 2017 DMForm 4 → | Oct 31, 5:48 pm EDT | Herm RosenmanDirector | 16,903 | $0.70 | $3,082 | 61,671 | — | plan? |
| Oct 27, 2017 DMForm 4 → | Oct 31, 5:46 pm EDT | Eric W RobertsDirector | 17,359 | $0.70 | $3,401 | 71,546 | — | plan? |
| Oct 27, 2017 DMForm 4 → | Oct 31, 5:44 pm EDT | Jorge Plutzky M.D.Director | 16,262 | $0.70 | $2,633 | 81,159 | — | plan? |
| Oct 27, 2017 DMForm 4 → | Oct 31, 5:43 pm EDT | David Y NortonDirector | 15,625 | $0.70 | $2,188 | 67,120 | — | plan? |
| Oct 15, 2017 DMForm 4 → | Oct 17, 4:44 pm EDT | Eric W RobertsDirector | 1,929 | $0.86 | $464 | 63,905 | — | plan? |
| Oct 15, 2017 DMForm 4 → | Oct 17, 4:43 pm EDT | Allan ShawDirector | 1,869 | $0.86 | $413 | 45,374 | — | plan? |
| Oct 3, 2017 SForm 4 → | Oct 4, 4:42 pm EDT | Santosh T VargheseChief Medical Officer | 434 | $0.97 | $421 | 72,740 | −0.59% | plan? |
| Sep 15, 2017 DMForm 4 → | Sep 19, 4:25 pm EDT | Allan ShawDirector | 1,870 | $1.00 | $481 | 44,465 | — | plan? |
| Sep 15, 2017 DMForm 4 → | Sep 19, 4:22 pm EDT | Eric W RobertsDirector | 1,929 | $1.00 | $540 | 63,056 | — | plan? |
| Aug 15, 2017 DMForm 4 → | Aug 17, 4:20 pm EDT | Allan ShawDirector | 1,868 | $1.01 | $485 | 43,557 | — | plan? |
| Aug 15, 2017 DMForm 4 → | Aug 17, 4:18 pm EDT | Eric W RobertsDirector | 1,927 | $1.01 | $544 | 62,207 | — | plan? |
| Aug 8, 2017 DMForm 4 → | Aug 10, 4:21 pm EDT | Allan ShawDirector | 16,827 | $1.01 | $4,370 | 42,649 | — | plan? |
| Aug 8, 2017 DMForm 4 → | Aug 10, 4:19 pm EDT | Herm RosenmanDirector | 16,903 | $1.01 | $4,447 | 53,574 | — | plan? |
| Aug 8, 2017 DMForm 4 → | Aug 10, 4:18 pm EDT | Eric W RobertsDirector | 17,359 | $1.01 | $4,908 | 61,358 | — | plan? |
| Aug 8, 2017 DMForm 4 → | Aug 10, 4:17 pm EDT | Jorge Plutzky M.D.Director | 16,262 | $1.01 | $3,800 | 72,421 | — | plan? |
| Aug 8, 2017 DMForm 4 → | Aug 10, 4:16 pm EDT | David Y NortonDirector | 15,625 | $1.01 | $3,156 | 57,745 | — | plan? |
| Jul 15, 2017 DMForm 4 → | Jul 18, 5:37 pm EDT | Eric W RobertsDirector | 1,929 | $1.27 | $686 | 53,717 | — | plan? |
| Jul 15, 2017 DMForm 4 → | Jul 18, 5:35 pm EDT | Allan ShawDirector | 1,870 | $1.27 | $611 | 34,476 | — | plan? |
| Jul 3, 2017 SForm 4 → | Jul 5, 4:35 pm EDT | Santosh T VargheseChief Medical Officer | 423 | $1.23 | $520 | 73,174 | −0.57% | plan? |
| May 8, 2017 DMForm 4 → | Jun 19, 6:54 pm EDT | Allan ShawDirector | 18,696 | $1.17 | $5,624 | 33,568 | — | plan? late |
| May 8, 2017 DMForm 4 → | Jun 19, 6:54 pm EDT | Herm RosenmanDirector | 16,903 | $1.17 | $5,152 | 45,477 | — | plan? late |
| May 8, 2017 DMForm 4 → | Jun 19, 6:53 pm EDT | Eric W RobertsDirector | 19,287 | $1.17 | $6,316 | 52,868 | — | plan? late |
| May 8, 2017 DMForm 4 → | Jun 19, 6:52 pm EDT | Jorge Plutzky M.D.Director | 16,262 | $1.17 | $4,402 | 63,683 | — | plan? late |
| May 8, 2017 DMForm 4 → | Jun 19, 6:52 pm EDT | David Y NortonDirector | 15,625 | $1.17 | $3,656 | 48,370 | — | plan? late |
| Apr 15, 2017 DMForm 4 → | Apr 18, 5:47 pm EDT | Allan ShawDirector | 1,870 | $1.03 | $495 | 24,486 | — | plan? |
| Apr 15, 2017 DMForm 4 → | Apr 18, 5:46 pm EDT | Eric W RobertsDirector | 1,929 | $1.03 | $556 | 44,377 | — | plan? |
| Apr 4, 2017 SForm 4 → | Apr 6, 6:33 pm EDT | Santosh T VargheseChief Medical Officer | 440 | $1.08 | $475 | 73,597 | −0.59% | plan? |
| Mar 15, 2017 DMForm 4 → | Mar 17, 11:16 am EDT | Eric W RobertsDirector | 1,928 | $1.11 | $598 | 43,528 | — | plan? |
| Mar 15, 2017 DMForm 4 → | Mar 17, 11:15 am EDT | Allan ShawDirector | 1,869 | $1.11 | $533 | 23,578 | — | plan? |
| Mar 8, 2017 SForm 4 → | Mar 10, 5:24 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 1,149,400 | $1.16 | $1,331,833 | 10,466,700 | −9.89% | plan? |
| Mar 3, 2017 SForm 4 → | Mar 7, 5:18 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 192,800 | $1.08 | $208,744 | 11,616,100 | −1.63% | plan? |
| Feb 28, 2017 SForm 4 → | Mar 2, 5:16 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 160,100 | $1.13 | $181,139 | 11,808,900 | −1.34% | plan? |
| Feb 23, 2017 SForm 4 → | Feb 27, 5:42 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 333,000 | $1.14 | $380,485 | 11,969,000 | −2.71% | plan? |
| Feb 17, 2017 SForm 4 → | Feb 22, 4:52 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 161,800 | $1.11 | $179,525 | 12,302,000 | −1.30% | plan? |
| Feb 15, 2017 DMForm 4 → | Feb 17, 4:11 pm EST | Allan ShawDirector | 1,869 | $1.10 | $528 | 22,669 | — | plan? |
| Feb 15, 2017 DMForm 4 → | Feb 17, 4:10 pm EST | Eric W RobertsDirector | 1,928 | $1.10 | $593 | 42,678 | — | plan? |
| Feb 14, 2017 SForm 4 → | Feb 16, 5:35 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 305,090 | $1.10 | $336,250 | 12,463,800 | −2.39% | plan? |
| Feb 9, 2017 SForm 4 → | Feb 13, 5:13 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 176,410 | $1.11 | $195,281 | 12,768,890 | −1.36% | plan? |
| Feb 8, 2017 DMForm 4 → | Feb 10, 4:05 pm EST | Jorge Plutzky M.D.Director | 16,262 | $1.08 | $4,063 | 54,945 | — | plan? |
| Feb 8, 2017 DMForm 4 → | Feb 10, 4:04 pm EST | Eric W RobertsDirector | 17,359 | $1.08 | $5,248 | 41,828 | — | plan? |
| Feb 8, 2017 DMForm 4 → | Feb 10, 4:03 pm EST | Herm RosenmanDirector | 16,903 | $1.08 | $4,755 | 37,380 | — | plan? |
| Feb 8, 2017 DMForm 4 → | Feb 10, 4:03 pm EST | Allan ShawDirector | 16,827 | $1.08 | $4,673 | 21,760 | — | plan? |
| Feb 8, 2017 DMForm 4 → | Feb 10, 4:02 pm EST | David Y NortonDirector | 15,625 | $1.08 | $3,375 | 38,995 | — | plan? |
| Feb 6, 2017 SForm 4 → | Feb 8, 5:24 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 563,527 | $1.06 | $599,545 | 12,945,300 | −4.17% | plan? |
| Feb 1, 2017 SForm 4 → | Feb 3, 4:40 pm EST | NORTH TIDE CAPITAL, LLC +210% Owner | 78,633 | $1.12 | $88,247 | 13,508,827 | −0.58% | plan? |
| Jan 28, 2017 SForm 4 → | Jan 31, 6:43 pm EST | Santosh T VargheseChief Medical Officer | 429 | $1.11 | $476 | 74,037 | −0.58% | plan? |
| Jan 27, 2017 AForm 4 → | Jan 31, 6:45 pm EST | Seth H. Z. FischerChief Executive Officer, Director | 150,000 | — | — | 636,080 | — | plan? |
| Jan 15, 2017 DMForm 4 → | Jan 18, 4:07 pm EST | Eric W RobertsDirector | 1,928 | $1.20 | $647 | 34,187 | — | plan? |
| Jan 15, 2017 DMForm 4 → | Jan 18, 4:06 pm EST | Allan ShawDirector | 1,928 | $1.20 | $647 | 13,587 | — | plan? |
| Jan 15, 2017 DMForm 4 → | Jan 18, 4:05 pm EST | Mayu SrisOther | 12,152 | $1.20 | $2,916 | 22,918 | — | plan? |
| Dec 31, 2016 SForm 4 → | Jan 4, 2017, 6:48 pm EST | Santosh T VargheseChief Medical Officer | 13,790 | $1.12 | $15,478 | 74,466 | −15.6% | plan? |
| Dec 15, 2016 DMForm 4 → | Dec 19, 5:17 pm EST | Allan ShawDirector | 1,928 | $1.38 | $744 | 12,737 | — | plan? |
| Dec 15, 2016 DMForm 4 → | Dec 19, 5:16 pm EST | Mayu SrisDirector | 1,736 | $1.38 | $479 | 15,626 | — | plan? |
| Dec 15, 2016 DMForm 4 → | Dec 19, 5:14 pm EST | Eric W RobertsDirector | 1,928 | $1.38 | $744 | 33,337 | — | plan? |
| Nov 15, 2016 DMForm 4 → | Nov 16, 4:56 pm EST | Mayu SrisDirector | 1,736 | $1.10 | $382 | 14,584 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2019 AForm 4 → | Jan 25, 8:08 pm EST | Santosh T VargheseChief Medical Officer | 32,000 | — | — | 32,000 | — | |
| Jan 23, 2019 AForm 4 → | Jan 25, 8:07 pm EST | Mark K OkiChief Financial Officer & CAO | 32,000 | — | — | 32,000 | — | |
| Jan 23, 2019 AForm 4 → | Jan 25, 8:00 pm EST | M. Scott OehrleinChief Operations Officer | 31,000 | — | — | 31,000 | — | |
| Jan 23, 2019 AForm 4 → | Jan 25, 7:58 pm EST | John L SlebirSVP, Business Development & GC | 32,000 | — | — | 32,000 | — | |
| Jan 23, 2019 AForm 4 → | Jan 25, 7:56 pm EST | Kenneth SuhPresident | 85,000 | — | — | 85,000 | — | |
| Jan 23, 2019 AForm 4 → | Jan 25, 7:53 pm EST | John P. AmosChief Executive Officer, Director | 137,500 | — | — | 137,500 | — | |
| Oct 26, 2018 AForm 4 → | Oct 29, 7:57 pm EDT | Eric W RobertsDirector | 15,000 | — | — | 15,000 | — | |
| Oct 26, 2018 AForm 4 → | Oct 29, 7:56 pm EDT | Allan ShawDirector | 15,000 | — | — | 15,000 | — | |
| Oct 26, 2018 AForm 4 → | Oct 29, 7:54 pm EDT | Herm RosenmanDirector | 15,000 | — | — | 15,000 | — | |
| Oct 26, 2018 AForm 4 → | Oct 29, 7:51 pm EDT | Jorge Plutzky M.D.Director | 15,000 | — | — | 15,000 | — | |
| Oct 26, 2018 AForm 4 → | Oct 29, 7:49 pm EDT | Thomas Braxton KingDirector | 15,000 | — | — | 15,000 | — | |
| Oct 26, 2018 AForm 4 → | Oct 29, 7:47 pm EDT | David Y NortonDirector | 15,000 | — | — | 15,000 | — | |
| Sep 15, 2018 MForm 4 → | Sep 18, 9:09 pm EDT | Eric W RobertsDirector | 139 | — | — | 139 | — | |
| Sep 15, 2018 MForm 4 → | Sep 18, 9:02 pm EDT | Allan ShawDirector | 139 | — | — | 139 | — | |
| Aug 15, 2018 MForm 4 → | Aug 16, 4:37 pm EDT | Allan ShawDirector | 1,389 | — | — | 2,778 | — | |
| Aug 15, 2018 MForm 4 → | Aug 16, 4:31 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 2,778 | — | |
| Jul 15, 2018 MForm 4 → | Jul 17, 4:17 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 4,167 | — | |
| Jul 15, 2018 MForm 4 → | Jul 17, 4:11 pm EDT | Allan ShawDirector | 1,389 | — | — | 4,167 | — | |
| Jun 29, 2018 MForm 4 → | Jul 3, 4:10 pm EDT | Herm RosenmanDirector | 25,000 | — | — | 50,000 | — | |
| Jun 15, 2018 AMForm 4 → | Jun 19, 4:21 pm EDT | Allan ShawDirector | 101,389 | — | — | 100,000 | — | |
| Jun 15, 2018 MForm 4 → | Jun 19, 4:18 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 5,556 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 4:15 pm EDT | Thomas Braxton KingDirector | 200,000 | — | — | 200,000 | — | |
| May 21, 2018 MForm 4 → | May 23, 5:05 pm EDT | Herm RosenmanDirector | 75,000 | — | — | 75,000 | — | |
| May 15, 2018 MForm 4 → | May 17, 5:10 pm EDT | Allan ShawDirector | 1,389 | — | — | 6,945 | — | |
| May 15, 2018 MForm 4 → | May 17, 5:09 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 6,945 | — | |
| Apr 30, 2018 AForm 4/A → | Aug 9, 4:29 pm EDT | M. Scott OehrleinChief Operations Officer | 239,000 | $0.37 | $88,430 | 239,000 | — | |
| Apr 30, 2018 AForm 4/A → | Aug 9, 4:24 pm EDT | John P. AmosChief Executive Officer, Director | 995,000 | $0.37 | $368,150 | 995,000 | — | |
| Apr 30, 2018 AForm 4 → | May 2, 7:52 pm EDT | M. Scott OehrleinChief Operations Officer | 820,000 | — | — | 200,000 | — | amended |
| Apr 30, 2018 AForm 4 → | May 2, 7:51 pm EDT | Mark K OkiChief Financial Officer & CAO | 200,000 | — | — | 200,000 | — | |
| Apr 30, 2018 AForm 4 → | May 2, 7:49 pm EDT | John L SlebirSVP, Business Development & GC | 200,000 | — | — | 200,000 | — | |
| Apr 30, 2018 AForm 4 → | May 2, 7:47 pm EDT | John P. AmosChief Executive Officer, Director | 2,900,000 | — | — | 200,000 | — | amended |
| Apr 15, 2018 MForm 4 → | Apr 17, 4:18 pm EDT | Allan ShawDirector | 1,389 | — | — | 8,334 | — | |
| Apr 15, 2018 MForm 4 → | Apr 17, 4:17 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 8,334 | — | |
| Mar 15, 2018 MForm 4 → | Mar 19, 4:21 pm EDT | Allan ShawDirector | 1,389 | — | — | 9,723 | — | |
| Mar 15, 2018 MForm 4 → | Mar 19, 4:18 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 9,723 | — | |
| Mar 9, 2018 AForm 4 → | Mar 13, 5:47 pm EDT | Allan ShawDirector | 300,000 | — | — | 300,000 | — | |
| Feb 15, 2018 MForm 4 → | Feb 20, 4:26 pm EST | Allan ShawDirector | 1,389 | — | — | 11,112 | — | |
| Feb 15, 2018 MForm 4 → | Feb 20, 4:23 pm EST | Eric W RobertsDirector | 1,389 | — | — | 11,112 | — | |
| Feb 2, 2018 AForm 4 → | Feb 6, 4:33 pm EST | Santosh T VargheseChief Medical Officer | 262,500 | — | — | 262,500 | — | |
| Feb 2, 2018 AForm 4 → | Feb 6, 4:31 pm EST | John L SlebirSVP, Business Development & GC | 425,000 | — | — | 425,000 | — | |
| Feb 2, 2018 AForm 4 → | Feb 6, 4:30 pm EST | Mark K OkiChief Financial Officer & CAO | 350,000 | — | — | 350,000 | — | |
| Jan 26, 2018 AForm 4 → | Jan 30, 6:37 pm EST | Thomas Braxton KingInterim Chief Executive Office, Director | 600,000 | — | — | 600,000 | — | |
| Jan 15, 2018 MForm 4 → | Jan 17, 4:18 pm EST | Allan ShawDirector | 1,389 | — | — | 12,501 | — | |
| Jan 15, 2018 MForm 4 → | Jan 17, 4:18 pm EST | Eric W RobertsDirector | 1,389 | — | — | 12,501 | — | |
| Dec 15, 2017 MForm 4 → | Dec 19, 4:23 pm EST | Allan ShawDirector | 1,389 | — | — | 13,890 | — | |
| Dec 15, 2017 MForm 4 → | Dec 19, 4:21 pm EST | Eric W RobertsDirector | 1,389 | — | — | 13,890 | — | |
| Nov 15, 2017 MForm 4 → | Nov 17, 4:52 pm EST | Allan ShawDirector | 1,389 | — | — | 15,279 | — | |
| Nov 15, 2017 MForm 4 → | Nov 17, 4:52 pm EST | Eric W RobertsDirector | 1,389 | — | — | 15,279 | — | |
| Oct 27, 2017 AMForm 4 → | Oct 31, 5:50 pm EDT | Allan ShawDirector | 162,500 | — | — | 0 | — | |
| Oct 27, 2017 AMForm 4 → | Oct 31, 5:48 pm EDT | Herm RosenmanDirector | 162,500 | — | — | 0 | — | |
| Oct 27, 2017 AMForm 4 → | Oct 31, 5:46 pm EDT | Eric W RobertsDirector | 162,500 | — | — | 0 | — | |
| Oct 27, 2017 AMForm 4 → | Oct 31, 5:44 pm EDT | Jorge Plutzky M.D.Director | 162,500 | — | — | 0 | — | |
| Oct 27, 2017 AMForm 4 → | Oct 31, 5:43 pm EDT | David Y NortonDirector | 162,500 | — | — | 0 | — | |
| Oct 15, 2017 MForm 4 → | Oct 17, 4:44 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 16,668 | — | |
| Oct 15, 2017 MForm 4 → | Oct 17, 4:43 pm EDT | Allan ShawDirector | 1,389 | — | — | 16,668 | — | |
| Sep 15, 2017 MForm 4 → | Sep 19, 4:25 pm EDT | Allan ShawDirector | 1,389 | — | — | 18,057 | — | |
| Sep 15, 2017 MForm 4 → | Sep 19, 4:22 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 18,057 | — | |
| Aug 15, 2017 MForm 4 → | Aug 17, 4:20 pm EDT | Allan ShawDirector | 1,388 | — | — | 19,446 | — | |
| Aug 15, 2017 MForm 4 → | Aug 17, 4:18 pm EDT | Eric W RobertsDirector | 1,388 | — | — | 19,446 | — | |
| Aug 8, 2017 MForm 4 → | Aug 10, 4:21 pm EDT | Allan ShawDirector | 12,500 | — | — | 12,500 | — | |
| Aug 8, 2017 MForm 4 → | Aug 10, 4:19 pm EDT | Herm RosenmanDirector | 12,500 | — | — | 12,500 | — | |
| Aug 8, 2017 MForm 4 → | Aug 10, 4:18 pm EDT | Eric W RobertsDirector | 12,500 | — | — | 12,500 | — | |
| Aug 8, 2017 MForm 4 → | Aug 10, 4:17 pm EDT | Jorge Plutzky M.D.Director | 12,500 | — | — | 12,500 | — | |
| Aug 8, 2017 MForm 4 → | Aug 10, 4:16 pm EDT | David Y NortonDirector | 12,500 | — | — | 12,500 | — | |
| Jul 27, 2017 AForm 4 → | Jul 31, 8:28 pm EDT | Thomas Braxton KingDirector | 125,000 | — | — | 125,000 | — | |
| Jul 15, 2017 MForm 4 → | Jul 18, 5:37 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 20,834 | — | |
| Jul 15, 2017 MForm 4 → | Jul 18, 5:35 pm EDT | Allan ShawDirector | 1,389 | — | — | 20,834 | — | |
| May 8, 2017 MForm 4 → | Jun 19, 6:54 pm EDT | Allan ShawDirector | 13,889 | — | — | 22,223 | — | late |
| May 8, 2017 MForm 4 → | Jun 19, 6:54 pm EDT | Herm RosenmanDirector | 12,500 | — | — | 25,000 | — | late |
| May 8, 2017 MForm 4 → | Jun 19, 6:53 pm EDT | Eric W RobertsDirector | 13,889 | — | — | 22,223 | — | late |
| May 8, 2017 MForm 4 → | Jun 19, 6:52 pm EDT | Jorge Plutzky M.D.Director | 12,500 | — | — | 25,000 | — | late |
| May 8, 2017 MForm 4 → | Jun 19, 6:52 pm EDT | David Y NortonDirector | 12,500 | — | — | 25,000 | — | late |
| Apr 15, 2017 MForm 4 → | Apr 18, 5:47 pm EDT | Allan ShawDirector | 1,389 | — | — | 23,612 | — | |
| Apr 15, 2017 MForm 4 → | Apr 18, 5:46 pm EDT | Eric W RobertsDirector | 1,389 | — | — | 23,612 | — | |
| Mar 15, 2017 MForm 4 → | Mar 17, 11:16 am EDT | Eric W RobertsDirector | 1,389 | — | — | 25,001 | — | |
| Mar 15, 2017 MForm 4 → | Mar 17, 11:15 am EDT | Allan ShawDirector | 1,389 | — | — | 25,001 | — | |
| Feb 15, 2017 MForm 4 → | Feb 17, 4:11 pm EST | Allan ShawDirector | 1,389 | — | — | 26,390 | — | |
| Feb 15, 2017 MForm 4 → | Feb 17, 4:10 pm EST | Eric W RobertsDirector | 1,389 | — | — | 26,390 | — | |
| Feb 8, 2017 MForm 4 → | Feb 10, 4:05 pm EST | Jorge Plutzky M.D.Director | 12,500 | — | — | 37,500 | — | |
| Feb 8, 2017 MForm 4 → | Feb 10, 4:04 pm EST | Eric W RobertsDirector | 12,500 | — | — | 37,500 | — | |
| Feb 8, 2017 MForm 4 → | Feb 10, 4:03 pm EST | Herm RosenmanDirector | 12,500 | — | — | 37,500 | — | |
| Feb 8, 2017 MForm 4 → | Feb 10, 4:03 pm EST | Allan ShawDirector | 12,500 | — | — | 37,500 | — | |
| Feb 8, 2017 MForm 4 → | Feb 10, 4:02 pm EST | David Y NortonDirector | 12,500 | — | — | 37,500 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 6:45 pm EST | Seth H. Z. FischerChief Executive Officer, Director | 1,000,000 | — | — | 1,000,000 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 6:44 pm EST | Mark K OkiChief Financial Officer & CAO | 385,000 | — | — | 385,000 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 6:44 pm EST | John L SlebirSVP, Business Development & GC | 437,500 | — | — | 437,500 | — | |
| Jan 27, 2017 AForm 4 → | Jan 31, 6:43 pm EST | Santosh T VargheseChief Medical Officer | 385,000 | — | — | 385,000 | — | |
| Jan 13, 2017 AForm 4 → | Jan 18, 4:09 pm EST | David Y NortonDirector | 50,000 | — | — | 50,000 | — | |
| Jan 13, 2017 AForm 4 → | Jan 18, 4:08 pm EST | Jorge Plutzky M.D.Director | 50,000 | — | — | 50,000 | — | |
| Jan 13, 2017 AMForm 4 → | Jan 18, 4:07 pm EST | Eric W RobertsDirector | 51,389 | — | — | 27,779 | — | |
| Jan 13, 2017 AForm 4 → | Jan 18, 4:06 pm EST | Herm RosenmanDirector | 50,000 | — | — | 50,000 | — | |
| Jan 13, 2017 AMForm 4 → | Jan 18, 4:06 pm EST | Allan ShawDirector | 51,389 | — | — | 27,779 | — | |
| Jan 13, 2017 ADMForm 4 → | Jan 18, 4:05 pm EST | Mayu SrisOther | 129,168 | — | — | 0 | — | |
| Dec 15, 2016 MForm 4 → | Dec 19, 5:17 pm EST | Allan ShawDirector | 1,389 | — | — | 29,168 | — | |
| Dec 15, 2016 MForm 4 → | Dec 19, 5:16 pm EST | Mayu SrisDirector | 1,389 | — | — | 29,168 | — | |
| Dec 15, 2016 MForm 4 → | Dec 19, 5:14 pm EST | Eric W RobertsDirector | 1,389 | — | — | 29,168 | — | |
| Nov 15, 2016 MForm 4 → | Nov 16, 4:56 pm EST | Mayu SrisDirector | 1,389 | — | — | 30,557 | — | |
| Nov 15, 2016 MForm 4 → | Nov 16, 4:55 pm EST | Allan ShawDirector | 1,389 | — | — | 30,557 | — | |
| Nov 15, 2016 MForm 4 → | Nov 16, 4:52 pm EST | Eric W RobertsDirector | 1,389 | — | — | 30,557 | — | |
| Oct 31, 2016 MForm 4 → | Nov 1, 4:38 pm EDT | Jorge Plutzky M.D.Director | 3,125 | — | — | 0 | — |