SEC Form 4 · accession 0001123292-18-000798
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herm Rosenman
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | P | 50,000 | $0.77 | A | 50,000 | I | Shares purchased by wife |
| Common Stock | holding | — | — | — | 286,671 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The weighted average price is $0.7688 and has been rounded to the next whole number. Shares were purchased in multiple transactions at prices from $0.76 to $0.7691. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.