SEC Form 4 · accession 0001123292-18-001067
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Santosh T Varghese
Officer — Chief Medical Officer
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2018 | A | 700 | $2.71 | A | 7,842 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired under the VIVUS, Inc. Employee Stock Purchase Plan on November 14, 2018.
- F2On September 10, 2018, VIVUS, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). The number of shares beneficially owned has been adjusted to reflect the Reverse Split (with fractional shares rounded up to the next whole number).