SEC Form 4 · accession 0001123292-18-000703
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Amos
Officer — Chief Executive Officer · Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | P | 270,000 | $0.5427 | A | 810,000 | D | |
| Common StockF2 | May 16, 2018 | P | 270,000 | $0.5798 | A | 1,080,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average purchase price. Shares were purchased in multiple transactions at prices from $0.5389 to $0.5500. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- F2This is the weighted average purchase price. Shares were purchased in multiple transactions at prices from $0.5771 to $0.5800. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.