SEC Form 4/A · accession 0001123292-18-000890
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
M. Scott Oehrlein
Officer — Chief Operations Officer
Period of report
Apr 30, 2018
Accepted (ET)
Aug 9, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1 | $0.37 | Apr 30, 2018 | A | 239,000 | A | Apr 30, 2018 | Apr 29, 2025 | Common Stock | 239,000 | 239,000 | D |
Explanation of responses
- F1The warrant was omitted from the reporting person's original Form 4. The warrant was fully vested and exercisable on the date of grant.