SEC Form 4 · accession 0001123292-17-000047
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Santosh T Varghese
Officer — Chief Medical Officer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | S | 13,426 | $1.1224 | D | 74,830 | D | |
| Common StockF2 | Dec 31, 2016 | S | 364 | $1.1223 | D | 74,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold to pay the tax liability resulting from the vesting of 34,200 restricted stock units granted on July 31, 2015.
- F2Sold to pay the tax liability resulting from the vesting of 919 restricted stock units granted on January 23, 2015.