SEC Form 4 · accession 0001123292-18-000819
VIVUS INC · VVUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Braxton King
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.84 | Jun 15, 2018 | A | 200,000 | A | Jun 15, 2018 | — | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1The option expires on the earlier of (a) June 15, 2025 or (b) the twelve month anniversary of the date the reporting person ceases to be a Service Provider (as defined in the Issuer's 2010 Equity Incentive Plan).