SEC Form 4 · accession 0001209191-17-061495
CONVERGYS CORP · CVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Fox
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 16, 2017 | M | 25,000 | $12.79 | A | 330,195 | D | |
| Common SharesF1 | Nov 16, 2017 | S | 25,000 | $23.77 | D | 305,195 | D | |
| Common Shares | holding | — | — | — | 15,000 | I | By Fox Family Charitable Trust | |
| Common Shares | holding | — | — | — | 300,000 | I | By FAMCO Enterprises Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $12.79 | Nov 16, 2017 | M | 25,000 | D | — | Feb 10, 2022 | Common Shares | 25,000 | 81,370 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.765 to $23.775, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The stock options were part of a previously reported grant that vested 50% on February 10, 2014 and 50% on February 10, 2015.