SEC Form 4 · accession 0000775158-17-000170
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson R Jones
Officer — President and CEO · Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 8:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 32,200 | $12.04 | A | 159,859 | D | |
| Common StockF1 | Nov 16, 2017 | S | 32,200 | $85.08 | D | 127,659 | D | |
| Common Stock | Nov 17, 2017 | M | 7,800 | $12.04 | A | 135,459 | D | |
| Common StockF4 | Nov 17, 2017 | S | 7,800 | $85.41 | D | 127,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $12.04 | Nov 16, 2017 | M | 32,200 | D | — | Oct 16, 2018 | Common Stock | 32,200 | 7,800 | D |
| OptionsF2,F3 | $12.04 | Nov 17, 2017 | M | 7,800 | D | — | Oct 16, 2018 | Common Stock | 7,800 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $85.00 to $85.41. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 9/16/2009.
- F4Represents weighted average price. Individual sales by lot ranged from $85.37 to $85.45. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.