SEC Form 4 · accession 0001140361-17-043208
ANGIODYNAMICS INC · ANGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stark Richard
Officer — SVP, GM - Oncology
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 10,000 | $10.63 | A | 30,754 | D | |
| Common Stock | Nov 15, 2017 | M | 17,409 | $11.92 | A | 48,163 | D | |
| Common Stock | Nov 15, 2017 | S | 27,409 | $16.29 | D | 20,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $10.63 | Nov 15, 2017 | M | 10,000 | D | Aug 3, 2013 | Aug 3, 2019 | Common Stock | 10,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $11.92 | Nov 15, 2017 | M | 17,409 | D | Aug 6, 2014 | Aug 6, 2020 | Common Stock | 17,409 | 0 | D |
Explanation of responses
- F1Options for one-fourth of the shares became exercisable on 8/3/2013, 8/3/2014, 8/3/2015 and 8/3/2016, respectively.
- F2Options for one-fourth of the shares became exercisable on 8/6/2014, 8/6/2015, 8/6/2016 and 8/6/2017, respectively.