SEC Form 4 · accession 0001478242-17-000075
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James H Erlinger
Officer — See Remarks
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | X | 10,000 | $30.07 | A | 27,340 | D | |
| Common StockF1,F2 | Nov 15, 2017 | S | 10,000 | $102.17 | D | 17,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $30.07 | Nov 15, 2017 | X | 10,000 | D | Feb 7, 2016 | Feb 7, 2023 | Common Stock | 10,000 | 35,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2017.
- F2The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $100.90 to $102.67 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
Remarks: Executive Vice President, General Counsel & Corporate Secretary