SEC Form 4 · accession 0000899243-17-026808
ITT INC. · ITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Giuliano
Officer — VP & Chief Accounting Officer
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000216228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2017 | M | 5,860 | $43.52 | A | 28,661 | D | |
| Common StockF2,F1 | Nov 16, 2017 | S | 5,860 | $50.9416 | D | 22,801 | D | |
| Common StockF3 | holding | — | — | — | 37 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $43.52 | Nov 16, 2017 | M | 5,860 | D | — | Mar 4, 2024 | Common Stock | 5,860 | 0 | D |
Explanation of responses
- F1Includes 78.628 shares under a dividend reinvestment plan.
- F2This price represents the approximate weighted average price per share of sales of common stock of ITT Inc. (the "Issuer"), which were executed at prices ranging from $50.93 to $50.97 per share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3As of November 16, 2017.
- F4These options were granted on March 4, 2014 and vested in equal installments on the first, second and third anniversaries of the grant date.