SEC Form 4 · accession 0000899243-17-026875
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Barrack Jr.
Officer — Executive Chairman · Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Nov 15, 2017 | J | 5,634 | $0.00 | D | 736,240 | I | By Family Trust |
| Class A Common StockF1 | Nov 15, 2017 | J | 5,634 | $0.00 | A | 1,371,124 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF3,F2 | — | Nov 15, 2017 | G | 200,000 | A | — | — | Class A Common Stock | 200,000 | 26,136,586 | I |
Explanation of responses
- F1In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.
- F2The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
- F3The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.