SEC Form 4 · accession 0001209191-17-061534
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Malone Mitchell III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred SharesF2,F3,F4,F1 | — | Nov 15, 2017 | P | 205,000 | A | — | Nov 4, 2024 | Common Shares | 9,379,570 | 205,000 | I |
| Series A Convertible Preferred SharesF3,F4,F1 | — | holding | — | — | — | — | Nov 4, 2024 | Common Shares | 1,921,668 | 42,000 | I |
Explanation of responses
- F1Each of the Issuer's 12.0% Series A Convertible Redeemable Preferred Shares (the "Series A Preferred Shares") may be converted at any time, subject to the terms and conditions of the Certificate of Designations of the Series A Preferred Shares, into 45.754 common shares of the Issuer.
- F2Longfellow Energy, LP purchased 205,000 Series A Preferred Shares from Pinon Foundation, a non-profit foundation affiliated with the reporting person and his family, in a private transaction.
- F3The reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or any other purpose.
- F4The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.