SEC Form 4 · accession 0001209191-17-061657
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Marck
Officer — Chief Information Officer
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (RSUs) - 2017F1,F2 | — | Nov 16, 2017 | A | 38,989 | A | — | — | Common Shares | 38,989 | 38,989 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.
- F2The RSUs vest on 11/15/2020. The common shares underlying vested RSUs or the cash value thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.