SEC Form 4 · accession 0001127602-17-032736
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia E Yarrington
Officer — VP & Chief Financial Officer
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 13,143 | $69.70 | A | 17,981 | D | |
| Common StockF1 | Nov 16, 2017 | S | 13,143 | $115.0059 | D | 4,838 | D | |
| Common StockF2 | holding | — | — | — | 14,461 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $69.70 | Nov 16, 2017 | M | 13,143 | D | — | Mar 25, 2019 | Common Stock | 13,143 | 116,857 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $115.00 to $115.09. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Between August 3, 2017 and November 16, 2017, the reporting person acquired 138 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F3Option granted 3/25/2009. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.