SEC Form 4 · accession 0000076334-17-000141
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Bond
Officer — VP- eBus, IoT and Services
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 11:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | M | 16,640 | $69.10 | A | 53,369 | D | |
| Common Stock | Nov 17, 2017 | F | 11,123 | $181.45 | D | 42,246 | D | |
| Common StockF2 | Nov 17, 2017 | S | 5,517 | $181.716 | D | 36,729 | D | |
| Common Stock | holding | — | — | — | 6,143 | I | Parker Retirement Savings Plan | |
| Common StockF1 | holding | — | — | — | 379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $69.10 | Nov 17, 2017 | M | 16,640 | D | Aug 17, 2012 | Aug 16, 2021 | Common Stock | 16,640 | 0 | D |
Explanation of responses
- F1Dividend Reinvestment Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.694 to $181.750, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.