SEC Form 4 · accession 0001209191-17-061444
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Buckley
Officer — Chief Accounting Officer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 15, 2017 | M | 2,500 | — | A | 69,204 | D | |
| Class A Common StockF2 | Nov 15, 2017 | F | 940 | $3.84 | D | 68,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Nov 15, 2017 | M | 625 | D | — | Dec 13, 2020 | Class A Common Stock | 625 | 0 | D |
| Restricted Stock UnitF1,F4 | — | Nov 15, 2017 | M | 625 | D | — | Mar 14, 2021 | Class A Common Stock | 625 | 625 | D |
| Restricted Stock UnitF1,F5 | — | Nov 15, 2017 | M | 1,250 | D | — | Jun 13, 2021 | Class A Common Stock | 1,250 | 2,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A common stock upon vesting.
- F2Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of the restricted stock units described in Table II.
- F3Vests as follows: 25% of the restricted stock units vested on November 15, 2014, with an additional 6.25% of the restricted stock units vesting quarterly thereafter until fully vested, subject to continued service to the Issuer through each vesting date.
- F4Vests as follows: 25% of the restricted stock units vested on February 15, 2015, with an additional 6.25% of the restricted stock units vesting quarterly thereafter until fully vested, subject to continued service to the Issuer through each vesting date.
- F5Vests as follows: 25% of the restricted stock units vested on May 15, 2015, with an additional 6.25% of the restricted stock units vesting quarterly thereafter until fully vested, subject to continued service to the Issuer through each vesting date.