SEC Form 4 · accession 0001209191-17-061628
Elah Holdings, Inc. · ELLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Miller
Officer — Executive Vice President
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2017 | D | 8,143 | $0.00 | D | 67,955 | D | |
| Common StockF2 | Nov 15, 2017 | D | 14,837 | $0.00 | D | 53,118 | D | |
| Common StockF3 | Nov 15, 2017 | D | 29,412 | $0.00 | D | 20,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | — | Nov 15, 2017 | D | 17,354 | D | — | — | Common Stock | — | 32,827 | D |
| Restricted Stock UnitF5 | — | Nov 15, 2017 | D | 32,827 | D | — | — | Common Stock | — | 0 | D |
Explanation of responses
- F1Represents shares of unvested restricted common stock granted March 31, 2015 that were forfeited upon Mr. Miller's resignation from the Company.
- F2Represents shares of unvested restricted common stock granted February 25, 2016 that were forfeited upon Mr. Miller's resignation from the Company.
- F3Represents shares of unvested restricted common stock granted February 28, 2017 that were forfeited upon Mr. Miller's resignation from the Company.
- F4Represents shares of unvested restricted stock units granted February 25, 2016 that were forfeited upon Mr. Miller's resignation from the Company.
- F5Represents shares of unvested restricted stock units granted February 28, 2017 that were forfeited upon Mr. Miller's resignation from the Company.