SEC Form 4 · accession 0001140361-17-043240

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman & EVP · Director

Period of report

Nov 15, 2017

Accepted (ET)

Nov 17, 2017 · 4:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 15, 2017	C	113,741	$0.00	A	113,741	I	As trustee - HRQ 2010 Tr
Class A Common Stock	holding	—	—		—	181,879	D
Class A Common Stock	holding	—	—		—	1,291	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2	—	Nov 15, 2017	C	113,741	D	—	—	Class A Common Stock	113,741	0	I
Stock Options (Right to Buy)	$19.12	holding	—	—	—	May 14, 2012	Nov 18, 2021	Class A Common Stock	6,500	6,500	D
Stock Options (Right to Buy)^F3	$29.37	holding	—	—	—	—	Jan 31, 2019	Class A Common Stock	30,000	30,000	D
Stock Options (Right to Buy)^F4	$16.62	holding	—	—	—	—	Jan 31, 2020	Class A Common Stock	9,000	9,000	D
Stock Options (Right to Buy)^F5	$41.26	holding	—	—	—	—	Jan 1, 2021	Class A Common Stock	34,218	34,218	D

F1As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F3Became exercisable in two equal annual installments beginning on November 18, 2012.
F4Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
F5Became exercisable in three equal annual installments beginning on January 1, 2013.