SEC Form 4 · accession 0001209191-17-061540
SendGrid, Inc. · SEND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bradley A Feld
10% Owner
Ryan A McIntyre
10% Owner
Jason A Mendelson
10% Owner
Foundry Select Fund GP, LLC
10% Owner
Foundry Group Select Fund, L.P.
10% Owner
Foundry Venture Capital 2007, L.P.
10% Owner
Foundry Venture 2007, LLC
10% Owner
Seth Levine
10% Owner
Period of report
Nov 17, 2017
Accepted (ET)
Nov 17, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2017 | C | 47,111 | — | A | 1,014,895 | I | By: Foundry Group Select Fund, L.P. |
| Common StockF1,F2 | Nov 17, 2017 | C | 16,333 | — | A | 1,031,228 | I | By: Foundry Group Select Fund, L.P. |
| Common StockF1,F2 | Nov 17, 2017 | C | 1,306,620 | — | A | 2,337,848 | I | By: Foundry Group Select Fund, L.P. |
| Common StockF1,F2 | Nov 17, 2017 | C | 490,503 | — | A | 2,828,351 | I | By: Foundry Group Select Fund, L.P. |
| Common StockF1 | Nov 17, 2017 | C | 5,245,172 | — | A | 5,245,172 | I | By: Foundry Venture Capital 2007, L.P. |
| Common StockF1 | Nov 17, 2017 | C | 1,735,537 | — | A | 6,980,709 | I | By: Foundry Venture Capital 2007, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2,F1 | — | Nov 17, 2017 | C | 47,111 | D | — | — | Common Stock | 47,111 | 0 | I |
| Series A-1 Preferred StockF2,F1 | — | Nov 17, 2017 | C | 16,333 | D | — | — | Common Stock | 16,333 | 0 | I |
| Series A-1 Preferred StockF3,F1 | — | Nov 17, 2017 | C | 5,245,172 | D | — | — | Common Stock | 5,245,172 | 0 | I |
| Series B Preferred StockF3,F1 | — | Nov 17, 2017 | C | 1,735,537 | D | — | — | Common Stock | 1,735,537 | 0 | I |
| Series C Preferred StockF2,F1 | — | Nov 17, 2017 | C | 1,306,620 | D | — | — | Common Stock | 1,306,620 | 0 | I |
| Series Preferred StockF2,F1 | — | Nov 17, 2017 | C | 490,503 | D | — | — | Common Stock | 490,503 | 0 | I |
Explanation of responses
- F1Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.
- F2The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.
- F3The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007,LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.