Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 9, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

232 filings · trading day Nov 9, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 7, 2017 DForm 4 →	Nov 9, 8:06 am EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	ADVANCE/NEWHOUSE PARTNERSHIP +4Director, 10% Owner	1,089,291	$348.86	$380,010,058	23,958,962	—
Oct 1, 2012 AForm 5 →	Nov 9, 2017, 1:10 pm EST	Digital Brand Media & Marketing Group, Inc.DBMM	Reggie JamesDirector	1,246,118	$0.853	$1,062,939	150,000	—
Oct 1, 2012 AForm 5 →	Nov 9, 2017, 11:51 am EST	Digital Brand Media & Marketing Group, Inc.DBMM	Linda PerryDirector	1,061,087	$0.853	$905,107	0	—
Nov 7, 2017 AForm 4 →	Nov 8, 4:50 pm EST	INDEPENDENT BANK CORPINDB	Mary L LentzDirector	5,000	$70.28	$351,375	5,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:40 pm EST	TRANSACT TECHNOLOGIES INCTACT	Andrew John HoffmanSVP, Operations	30,000	$7.06	$211,750	3,750	—
Nov 6, 2017 MForm 4 →	Nov 8, 8:13 pm EST	Sarepta Therapeutics, Inc.SRPT	Shamim RuffSVP, Regulatory Affairs & Qual	10,000	$14.76	$147,600	31,144	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:20 pm EST	TRANSACT TECHNOLOGIES INCTACT	Steven A DemartinoPresident, CFO, Treas. & Secr.	20,752	$4.50	$93,440	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:44 pm EST	EVOLUTION PETROLEUM CORPEPM	Randall D KeysPresident and CEO	12,931	$7.20	$93,103	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:17 pm EST	EVOLUTION PETROLEUM CORPEPM	Robert S HerlinDirector	8,621	$7.20	$62,071	0	—
Nov 8, 2017 MForm 4 →	Nov 8, 5:30 pm EST	BJs RESTAURANTS INCBJRI	Gregory S LyndsExec VP -Chief Dev.Officer	3,621	$16.63	$60,217	0	—
Nov 7, 2017 MForm 4 →	Nov 8, 5:37 pm EST	TRUPANION INC.TRUP	Tricia PloufChief Financial Officer	14,000	$4.05	$56,700	6,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:44 pm EST	EVOLUTION PETROLEUM CORPEPM	David JoeSVP & CFO	6,021	$7.20	$43,351	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 2:33 pm EST	RAYONIER INCRYN	Mark R BridwellVP, General Counsel and CS	1,659	$14.83	$24,608	0	—
Nov 8, 2017 MForm 4 →	Nov 8, 5:07 pm EST	Allegiance Bancshares, Inc.ABTX	Daryl D BohlsExecutive Vice President, Director	1,500	$10.00	$15,000	16,500	—
Nov 9, 2017 MForm 4 →	Nov 9, 3:28 pm EST	TUCOWS INC /PA/TCX	Erez GissinDirector	1,511	$8.92	$13,478	1,376	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:57 pm EST	TRANSACT TECHNOLOGIES INCTACT	Bart C ShuldmanChairman and CEO, Director	6,000	$2.18	$13,080	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 12:00 pm EST	SCANA CORPSCG	Jimmy E AddisonSCANA & SCEG Exec. VP & CFO	71	$44.53	$3,177	5,358	—
Jun 30, 2017 AForm 4 →	Nov 9, 1:01 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	David H Y HoDirector	14	$144.84	$2,013	9,469	—	late
Jun 30, 2017 AForm 4 →	Nov 9, 1:19 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Edward L MonserDirector	14	$144.84	$2,013	8,036	—	late
Jun 30, 2017 AForm 4 →	Nov 9, 12:39 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Susan K CarterDirector	14	$144.84	$2,000	11,408	—	late
Nov 7, 2017 AForm 4 →	Nov 9, 12:00 pm EST	SCANA CORPSCG	Stephen A ByrneSCANA Exec. VP/SCEG COO & Pres	5	$44.53	$229	31,412	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:00 pm EST	Marathon Petroleum CorpMPC	Anthony R. KenneyPresident, Speedway LLC	77,578	—	—	0	—
Nov 6, 2017 CForm 4 →	Nov 8, 4:04 pm EST	Blue Apron Holdings, Inc.APRN	First Round Capital IV, L.P. +710% Owner	3,196,436	—	—	219,482	—
Nov 6, 2017 AForm 4 →	Nov 8, 4:05 pm EST	MARRONE BIO INNOVATIONS INCMBII	Linda V MooreExec. VP and General Counsel	150,000	—	—	150,000	—
Nov 7, 2017 MForm 4 →	Nov 8, 4:05 pm EST	PERKINELMER INCPKI	Nicholas A LopardoDirector	24,050	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:09 pm EST	Motorola Solutions, Inc.MSI	Eduardo F ConradoEVP, Strategy & IO	20,000	—	—	31,038	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:12 pm EST	Motorola Solutions, Inc.MSI	John P MolloyEVP, Worldwide Sales&Services	30,358	—	—	5,116	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:21 pm EST	Blueprint Medicines CorpBPMC	Jeffrey W. AlbersCEO and President, Director	24,514	—	—	825,034	—
Nov 6, 2017 XForm 4 →	Nov 8, 4:21 pm EST	IQVIA HOLDINGS INC.Q	Jack M GreenbergDirector	33,400	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:21 pm EST	Blueprint Medicines CorpBPMC	Anthony L. BoralChief Medical Officer	5,000	—	—	169,544	—
Nov 7, 2017 MForm 4 →	Nov 8, 4:22 pm EST	EQUITY RESIDENTIALEQR	Alan W GeorgeExecutive Vice President & CIO	84,326	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:22 pm EST	MARINEMAX INCHZO	Michael H McLambExecutive VP, CFO and Sec, Director	10,000	—	—	9,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:22 pm EST	ADVANCED MICRO DEVICES INCAMD	Devinder KumarSVP, CFO & Treasurer	31,875	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 8, 4:23 pm EST	MARINEMAX INCHZO	Hilliard M EureDirector	10,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:23 pm EST	METLIFE INCMET	Christopher G TownsendPresident, Asia	55,712	—	—	26,216	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:24 pm EST	MARINEMAX INCHZO	William H McGill Jr.Chairman and CEO, Director	35,000	—	—	35,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:24 pm EST	EQUITY RESIDENTIALEQR	Michael L ManelisExecutive Vice President	2,457	—	—	1,075	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:27 pm EST	ANADARKO PETROLEUM CORPAPC	Daniel E BrownEVP, US Onshore Operations	1,426	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 8, 4:27 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jocelyn BelisleVP, Chief Accounting Officer	5,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:28 pm EST	RESMED INCRMD	Peter C FarrellDirector	20,000	—	—	82,460	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:28 pm EST	PLEXUS CORPPLXS	Steven J. FrischExec VP & Chief Operating Off.	5,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:29 pm EST	EQUITY RESIDENTIALEQR	Bruce C StrohmEVP & General Counsel	22,906	—	—	0	—
Nov 6, 2017 CForm 4 →	Nov 8, 4:29 pm EST	TILLY'S, INC.TLYS	Hezy ShakedChief Strategy Officer, Director, 10% Owner	30,000	—	—	9,267,805	—
Nov 8, 2017 DForm 4 →	Nov 8, 4:30 pm EST	Bankrate, Inc.RATE	Christopher J SpeltzCEO, Bankrate Credit Cards	100,000	—	—	0	—
Nov 8, 2017 DForm 4 →	Nov 8, 4:30 pm EST	Bankrate, Inc.RATE	Richard J PinolaDirector	30,000	—	—	0	—
Nov 8, 2017 DForm 4 →	Nov 8, 4:30 pm EST	Bankrate, Inc.RATE	Michael Joseph KellyDirector	20,000	—	—	0	—
Nov 8, 2017 DForm 4 →	Nov 8, 4:30 pm EST	Bankrate, Inc.RATE	Kenneth S EsterowPresident, CEO, Director	250,000	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 8, 4:30 pm EST	CytoDyn Inc.CYDY	Anthony CaraccioloExecutive Chairman, Director	200,000	—	—	200,000	—
Nov 6, 2017 CForm 4/A →	Nov 8, 4:31 pm EST	SAGA COMMUNICATIONS INCSGA	Edward K ChristianChairman, President & CEO, Director, 10% Owner	12,508	—	—	869,633	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:31 pm EST	ANADARKO PETROLEUM CORPAPC	Ernest A. Leyendecker IIIEVP, Exploration	1,337	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:34 pm EST	ANADARKO PETROLEUM CORPAPC	Robert K ReevesEVP, Law & CAO	3,074	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:35 pm EST	Tower International, Inc.TOWR	William CookSVP, Global Human Resources	6,601	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 8, 4:36 pm EST	SCHWAB CHARLES CORPSCHW	Marie A ChandohaPresident - CSIM	16,799	—	—	7,794	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:39 pm EST	SYMANTEC CORPSYMC	Nicholas R NovielloEVP & Chief Financial Officer	375,000	—	—	1,107,183	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:40 pm EST	ANADARKO PETROLEUM CORPAPC	R A WalkerChairman, President & CEO, Director	9,838	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:40 pm EST	ROCKWELL COLLINS INCCOL	Jeffrey D MaclauchlanSR. VP, CORPORATE DEVELOPMENT	21,866	—	—	8,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:42 pm EST	ROCKWELL COLLINS INCCOL	David J NieuwsmaSR. VP, INFORMATION MGMT SVCS	7,165	—	—	2,134	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:43 pm EST	ROCKWELL COLLINS INCCOL	Jeffrey A. StanderskiSr. VP, Human Resources	14,498	—	—	734	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:43 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	15,937	—	—	47,813	—
Nov 8, 2017 MForm 4 →	Nov 8, 4:44 pm EST	UNITED RENTALS INC /DEURI	Matthew John FlanneryEVP & Chief Operating Officer	22,324	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 4:48 pm EST	ANADARKO PETROLEUM CORPAPC	Robert G GwinEVP, Finance & CFO	3,927	—	—	0	—
Nov 8, 2017 DForm 4 →	Nov 8, 4:51 pm EST	Bankrate, Inc.RATE	James GilmartinSVP, General Counsel	75,000	—	—	0	—
Nov 6, 2017 AForm 4 →	Nov 8, 4:55 pm EST	DowDuPont Inc.DWDP	Edward D BreenChief Executive Officer, Director	107,672	—	—	107,672	—
Nov 7, 2017 MForm 4 →	Nov 8, 4:56 pm EST	Fortive CorpFTV	James A LicoPresident and CEO, Director	50,000	—	—	198,298	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:00 pm EST	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	4,149	—	—	47,500	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:00 pm EST	ExlService Holdings, Inc.EXLS	Clyde W OstlerDirector	3,082	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:00 pm EST	CASELLA WASTE SYSTEMS INCCWST	Edmond ColettaSenior Vice President & CFO	7,000	—	—	0	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:02 pm EST	Sage Therapeutics, Inc.SAGE	Asha NayakDirector	20,883	—	—	20,883	—
Nov 7, 2017 MForm 4 →	Nov 8, 5:02 pm EST	Matson, Inc.MATX	Ronald J ForestPresident	16,491	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:05 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	1,700	—	—	789	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:09 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	13,300	—	—	6,609	—
Nov 8, 2017 MForm 4 →	Nov 8, 5:11 pm EST	Prologis, Inc.PLD	Hamid R MoghadamChairman & CEO, Director	363,142	—	—	642,782	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:14 pm EST	Dova Pharmaceuticals, Inc.DOVA	Kevin LaliberteSr. VP, Product Development	24,750	—	—	24,750	—
Nov 7, 2017 MForm 4 →	Nov 8, 5:16 pm EST	Michael Kors Holdings LtdKORS	John D IdolChairman & CEO, Director	500	—	—	387,097	—
Nov 6, 2017 CForm 4 →	Nov 8, 5:16 pm EST	Planet Fitness, Inc.PLNT	Richard L MooreCAO & General Counsel	9,200	—	—	732,871	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:17 pm EST	GrubHub Inc.GRUB	Adam DeWittCFO and Treasurer	4,722	—	—	55,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:17 pm EST	LYDALL INC /DE/LDL	S Carl Soderstrom Jr.Director	1,588	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 8, 5:20 pm EST	22nd Century Group, Inc.XXII	James E. SwaugerSenior VP-Science & Regulatory	1,200,000	—	—	300,000	—	late
Nov 6, 2017 CForm 4 →	Nov 8, 5:22 pm EST	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	1,000	—	—	6,063,447	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:25 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	Barry E GreenePresident	10,000	—	—	10,000	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:25 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	Laurie KeatingSVP, GC & Secretary	3,500	—	—	3,500	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:25 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	John MaraganoreChief Executive Officer, Director	16,250	—	—	16,250	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:25 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	Michael MasonVP, Finance and Treasurer	1,800	—	—	1,800	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:26 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	Akshay VaishnawEVP, R&D	7,500	—	—	7,500	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:27 pm EST	TRIMBLE INC.TRMB	Chris GibsonVice President	21,436	—	—	8,279	—
Nov 6, 2017 AMForm 4 →	Nov 8, 5:27 pm EST	NantHealth, Inc.NH	Ronald Allen LouksChief Operating Officer	635,979	—	—	375,587	—
Nov 6, 2017 FMForm 4 →	Nov 8, 5:28 pm EST	TRIMBLE INC.TRMB	Julie A ShepardVice President	4,670	—	—	3,060	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:28 pm EST	TRIMBLE INC.TRMB	James VenezianoVice President	20,915	—	—	8,670	—
Nov 6, 2017 AMForm 4 →	Nov 8, 5:28 pm EST	TRIMBLE INC.TRMB	Jurgen KliemVice President	13,944	—	—	5,712	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:28 pm EST	TRIMBLE INC.TRMB	Darryl R MatthewsSVP & Sector Head	2,475	—	—	2,550	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:29 pm EST	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	825	—	—	850	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:29 pm EST	TRIMBLE INC.TRMB	Bryn FosburghVice President	25,544	—	—	10,863	—
Nov 1, 2017 MForm 4 →	Nov 8, 5:29 pm EST	GENOMIC HEALTH INCGHDX	James J VaughnChief Commercial Officer	4,831	—	—	2,169	—	late
Nov 6, 2017 MForm 4 →	Nov 8, 5:29 pm EST	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	91,162	—	—	32,107	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:29 pm EST	TRIMBLE INC.TRMB	James A KirklandVice President	17,838	—	—	8,075	—
Nov 6, 2017 AForm 4 →	Nov 8, 5:32 pm EST	SILVERBOW RESOURCES, INC.SBOW	Steven W AdamEVP and COO	58,912	—	—	58,912	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:39 pm EST	NATUS MEDICAL INCBABY	Dong Chune Christopher ChungVice President Medical Affairs	12,642	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 8, 5:39 pm EST	AGILYSYS INCAGYS	Chris J RobertsonController	4,640	—	—	4,640	—	late
Nov 7, 2017 MForm 4 →	Nov 8, 5:39 pm EST	NETFLIX INCNFLX	Ann MatherDirector	3,885	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 8, 5:41 pm EST	Quotient Technology Inc.QUOT	McKenna MichelleDirector	17,730	—	—	17,730	—
Nov 6, 2017 MForm 4 →	Nov 8, 5:41 pm EST	DSP GROUP INC /DE/DSPG	Ofer ElyakimCEO, Director	60,703	—	—	0	—
Nov 6, 2017 CForm 4 →	Nov 8, 5:51 pm EST	Allena Pharmaceuticals, Inc.ALNA	HBM BioCapital II LP10% Owner	6,540,252	—	—	0	—
Nov 6, 2017 XForm 4 →	Nov 8, 6:00 pm EST	CapStar Financial Holdings, Inc.CSTR	Julie D. FristDirector	2,000	—	—	2,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:00 pm EST	CBS CORPCBS, CBS.A	Bruce S GordonDirector	5,093	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 8, 6:00 pm EST	American Water Works Company, Inc.AWK	Walter LynchEVP and COO	5,000	—	—	23,545	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:01 pm EST	NEKTAR THERAPEUTICSNKTR	Stephen K DobersteinSVP & Chief Scientific Officer	396,323	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:02 pm EST	NEKTAR THERAPEUTICSNKTR	Maninder HoraSVP Pharma Dev & Mfg Ops	22,417	—	—	0	—
Nov 6, 2017 AForm 4 →	Nov 8, 6:04 pm EST	Activision Blizzard, Inc.ATVI	Michael MorhaimePres. & CEO-Blizzard Ent.	1,372	—	—	1,372	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:04 pm EST	MyoKardia IncMYOK	Anastasios GianakakosPresident and CEO, Director	4,300	—	—	157,912	—
Nov 6, 2017 MForm 4 →	Nov 8, 6:05 pm EST	COLGATE PALMOLIVE COCL	Stephen I SadoveDirector	20,780	—	—	0	—
Nov 6, 2017 AForm 4 →	Nov 8, 6:08 pm EST	Activision Blizzard, Inc.ATVI	Stephen G WerebPrincipal Accounting Officer	4,794	—	—	4,794	—
Nov 7, 2017 MForm 4 →	Nov 8, 6:08 pm EST	TreeHouse Foods, Inc.THS	Sam K ReedCEO, Chairman of the Board, Director	11,480	—	—	80,360	—
Sep 13, 2017 MForm 4 →	Nov 8, 6:08 pm EST	Verisk Analytics, Inc.VRSK	David J. GroverChief Accounting Officer	20,000	—	—	0	—	late
Nov 7, 2017 AForm 4 →	Nov 8, 6:10 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Curtis C ReusserChairman, President & CEO, Director	28,900	—	—	8,200	—
Nov 7, 2017 AForm 4 →	Nov 8, 6:11 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Robert David GeorgeEVP,CFO, Corporate Development	8,900	—	—	2,500	—
Nov 7, 2017 AForm 4 →	Nov 8, 6:11 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Albert S YostEVP, Pres--Advanced Materials	6,700	—	—	1,900	—
Nov 7, 2017 AForm 4 →	Nov 8, 6:12 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Roger Alan RossEVP, Pres - Sensors & Systems	5,900	—	—	1,700	—
Nov 7, 2017 AForm 4 →	Nov 8, 6:12 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Marcia J MasonEVP and General Counsel	6,000	—	—	1,700	—
Nov 7, 2017 AForm 4 →	Nov 8, 6:12 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Paul Patrick BensonEVP, Chief HR Officer	3,200	—	—	900	—
Nov 7, 2017 AForm 4 →	Nov 8, 6:12 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Gary J PosnerChief Account Ofcr/Controller	2,100	—	—	600	—
Nov 7, 2017 MForm 4 →	Nov 8, 6:17 pm EST	Qorvo, Inc.QRVO	James L KleinVP and Pres. Infra. & Defense	2,600	—	—	2,211	—
Nov 8, 2017 MForm 4 →	Nov 8, 6:18 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	John E BezzantExecutive Vice President	4,180	—	—	0	—
Nov 6, 2017 AForm 4 →	Nov 8, 6:28 pm EST	SVB FINANCIAL GROUPSIVB	John S ClendeningDirector	337	—	—	337	—
Jun 24, 2016 CForm 4 →	Nov 8, 2017, 6:30 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Andrew BurstenDirector	500,000	—	—	0	—	late
Jun 24, 2016 CForm 4 →	Nov 8, 2017, 6:36 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Neil LeibmanChief Executive Officer, Director, 10% Owner	500,000	—	—	0	—	late
Jun 24, 2016 CForm 4 →	Nov 8, 2017, 6:37 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Tom Davis OlearyDirector, 10% Owner	300,000	—	—	0	—	late
Oct 30, 2017 AForm 4 →	Nov 8, 6:43 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Jaleea Pyle GeorgeCFO, Secretary, Director	10,000	—	—	10,000	—	late
Oct 30, 2017 AForm 4 →	Nov 8, 6:45 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Angela HanleyPresident	15,000	—	—	15,000	—	late
Oct 30, 2017 AForm 4 →	Nov 8, 6:46 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Angela HanleyPresident	15,000	—	—	15,000	—	late
Oct 30, 2017 AForm 4 →	Nov 8, 6:49 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Neil LeibmanChief Executive Officer, Director, 10% Owner	10,000	—	—	10,000	—	late
Nov 6, 2017 AForm 4 →	Nov 8, 6:52 pm EST	Resonant IncRESN	George B HolmesChief Executive Officer, Director	7,663	—	—	7,663	—
Nov 6, 2017 AForm 4 →	Nov 8, 6:57 pm EST	Resonant IncRESN	Neal FenziExecutive VP of Engineering	4,752	—	—	4,752	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:02 pm EST	Resonant IncRESN	Robert B HammondChief Technology Officer, Director	5,865	—	—	5,865	—
Nov 7, 2017 MForm 4 →	Nov 8, 7:05 pm EST	TELEDYNE TECHNOLOGIES INCTDY	Sue MainSenior VP & CFO	7,000	—	—	0	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:06 pm EST	Resonant IncRESN	Jeffrey A KillianChief Financial Officer	7,335	—	—	7,335	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:15 pm EST	Malibu Boats, Inc.MBUU	Ritchie L. AndersonChief Operating Officer	5,000	—	—	5,000	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:16 pm EST	Malibu Boats, Inc.MBUU	Jackie D. Springer Jr.Chief Executive Officer, Director	10,000	—	—	10,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:17 pm EST	EVERBRIDGE, INC.EVBG	Yuan ChengSVP, Engineering	5,000	—	—	18,153	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:17 pm EST	Malibu Boats, Inc.MBUU	Wayne R. WilsonChief Financial Officer	5,000	—	—	5,000	—
Nov 7, 2017 MForm 4 →	Nov 8, 7:22 pm EST	TELEDYNE TECHNOLOGIES INCTDY	George C Bobb IIIVP-IT,Contract&SelectOps&DepGC	7,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:28 pm EST	EVERBRIDGE, INC.EVBG	Imad MoulineSVP & Chief Technology Officer	3,493	—	—	15,014	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:29 pm EST	Marcus & Millichap, Inc.MMI	William E. HughesSVP Marcus & Millichap Capital	35,067	—	—	35,068	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:30 pm EST	Marcus & Millichap, Inc.MMI	Martin E. LouieChief Financial Officer	51,919	—	—	51,917	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:31 pm EST	Marcus & Millichap, Inc.MMI	William A MillichapDirector	16,667	—	—	16,666	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:32 pm EST	AMYRIS, INC.AMRS	Frank KungDirector	3,000	—	—	3,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:33 pm EST	Marcus & Millichap, Inc.MMI	Hessam NadjiChief Executive Officer, Director	34,408	—	—	34,410	—
Nov 7, 2017 MForm 4 →	Nov 8, 7:37 pm EST	EVERBRIDGE, INC.EVBG	Elliot J. MarkSVP & General Counsel	2,500	—	—	45,870	—
Nov 7, 2017 MForm 4 →	Nov 8, 7:37 pm EST	ILLUMINA INCILMN	Jay T FlatleyDirector	20,000	—	—	15,000	—
Nov 7, 2017 MForm 4 →	Nov 8, 7:41 pm EST	EVERBRIDGE, INC.EVBG	Scott BurnettSVP, Operations	14,000	—	—	62,957	—
Nov 7, 2017 MForm 4 →	Nov 8, 7:48 pm EST	EVERBRIDGE, INC.EVBG	Claudia DentSVP, Product Management	4,000	—	—	22,608	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:56 pm EST	ADURO BIOTECH, INC.ADRO	Stephen T IsaacsPresident and CEO, Director	20,200	—	—	109,059	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:57 pm EST	Funko, Inc.FNKO	Tracy D DawSee Remarks	103,000	—	—	103,000	—
Nov 6, 2017 AForm 4 →	Nov 8, 7:58 pm EST	Funko, Inc.FNKO	Andrew Mark PerlmutterPresident	123,000	—	—	123,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 7:59 pm EST	ADURO BIOTECH, INC.ADRO	Dirk G. BrockstedtEVP of Research and Dev.	4,123	—	—	51,833	—
Nov 6, 2017 MForm 4 →	Nov 8, 8:01 pm EST	ADURO BIOTECH, INC.ADRO	Gregory W SchaferChief Operating Officer	20,000	—	—	215,459	—
Nov 7, 2017 MForm 4 →	Nov 8, 8:26 pm EST	ELLIE MAE INCELLI	A Barr DolanDirector	4,666	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 8:27 pm EST	QUIDEL CORP /DE/QDEL	Werner KrollSVP, R&D	7,565	—	—	18,918	—
Nov 7, 2017 MForm 4 →	Nov 8, 8:51 pm EST	ELLIE MAE INCELLI	Jonathan CorrPresident & CEO, Director	2,211	—	—	9,920	—
Nov 6, 2017 AForm 4 →	Nov 8, 9:00 pm EST	Funko, Inc.FNKO	Diane M IrvineDirector	43,000	—	—	43,000	—
Nov 6, 2017 CMForm 4 →	Nov 8, 9:32 pm EST	Apptio IncAPTI	Christopher PickChief Marketing Officer	513,000	—	—	0	—
Nov 6, 2017 CMForm 4 →	Nov 8, 9:34 pm EST	Apptio IncAPTI	Lawrence BlaskoChief Revenue Officer	135,000	—	—	0	—
Nov 6, 2017 CMForm 4 →	Nov 8, 9:37 pm EST	Apptio IncAPTI	John C MorrowSee Remarks	109,131	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 8, 9:49 pm EST	Care.com IncCRCM	Diane MusiGeneral Counsel and Secretary	15,000	—	—	41,500	—
Nov 6, 2017 MForm 4 →	Nov 8, 9:57 pm EST	Chemours CoCC	E Bryan SnellPresident, Titanium Tech	11,878	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:01 am EST	TransDigm Group INCTDG	William DriesDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:04 am EST	TransDigm Group INCTDG	Mervin DunnDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:12 am EST	TransDigm Group INCTDG	Sean P HennessyDirector	4,700	—	—	4,700	—	amended
Nov 8, 2017 MForm 4 →	Nov 9, 10:15 am EST	TransDigm Group INCTDG	Raymond F LaubenthalDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:17 am EST	TransDigm Group INCTDG	David BarrDirector	4,700	—	—	4,700	—	amended
Nov 8, 2017 MForm 4 →	Nov 9, 10:21 am EST	TransDigm Group INCTDG	Douglas W PeacockDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:23 am EST	TransDigm Group INCTDG	Robert J SmallDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:25 am EST	TransDigm Group INCTDG	John StaerDirector	4,700	—	—	4,700	—
Nov 7, 2017 AForm 4 →	Nov 9, 10:27 am EST	MVB FINANCIAL CORPMVBF	Harry E Dean IIIDirector	100,000	—	—	100,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:27 am EST	TransDigm Group INCTDG	Gary E McCulloughDirector	4,700	—	—	4,700	—	amended
Nov 7, 2017 MForm 4 →	Nov 9, 10:37 am EST	NATIONAL FUEL GAS CONFG	Donna L DeCarolisVP Business Development	1,666	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:44 am EST	TransDigm Group INCTDG	Roger JonesExecutive Vice President	65,000	—	—	65,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:46 am EST	TransDigm Group INCTDG	Peter PalmerExecutive Vice President	65,000	—	—	65,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:48 am EST	TransDigm Group INCTDG	Joel ReissExecutive Vice President	65,000	—	—	65,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:50 am EST	TransDigm Group INCTDG	Jorge ValladaresExecutive Vice President	65,000	—	—	65,000	—
Nov 6, 2017 MForm 4 →	Nov 9, 10:50 am EST	GTT Communications, Inc.GTT	Richard CalderPresident and CEO, Director	6,834	—	—	0	—	late
Nov 8, 2017 MForm 4 →	Nov 9, 10:51 am EST	TransDigm Group INCTDG	James SkulinaExecutive Vice President	21,000	—	—	21,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:54 am EST	TransDigm Group INCTDG	Terrance M ParadieExec. VP and CFO	20,000	—	—	20,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:56 am EST	TransDigm Group INCTDG	Robert S HendersonExec.V.P.	17,000	—	—	17,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 10:58 am EST	TransDigm Group INCTDG	Bernt G Iversen IIExecutive Vice President	16,000	—	—	16,000	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:14 am EST	TransDigm Group INCTDG	David BarrDirector	4,700	—	—	4,700	—
Nov 7, 2017 AForm 4 →	Nov 9, 11:14 am EST	MAXIMUS INCMMS	Richard John NadeauChief Financial Officer	21,612	—	—	21,612	—
Nov 8, 2017 MForm 4 →	Nov 9, 11:15 am EST	YUM BRANDS INCYUM	David W GibbsPresident, CFO	6,425	—	—	0	—
Nov 7, 2017 FMForm 4 →	Nov 9, 11:15 am EST	Cardtronics plcCATM	Brian Joseph BaileyManaging Dir - Global FI & NA	5,201	—	—	12,361	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:17 am EST	TransDigm Group INCTDG	William DriesDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:19 am EST	TransDigm Group INCTDG	Mervin DunnDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:20 am EST	TransDigm Group INCTDG	Michael GraffDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:22 am EST	TransDigm Group INCTDG	Sean P HennessyDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:24 am EST	TransDigm Group INCTDG	Raymond F LaubenthalDirector	4,700	—	—	4,700	—
Nov 7, 2017 AForm 4 →	Nov 9, 11:24 am EST	MAXIMUS INCMMS	Bruce CaswellPresident	38,592	—	—	38,592	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:25 am EST	TransDigm Group INCTDG	Gary E McCulloughDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:27 am EST	TransDigm Group INCTDG	Douglas W PeacockDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:28 am EST	TransDigm Group INCTDG	Robert J SmallDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:29 am EST	TransDigm Group INCTDG	John StaerDirector	4,700	—	—	4,700	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:31 am EST	TransDigm Group INCTDG	Roger JonesExecutive Vice President	65,000	—	—	65,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 11:32 am EST	MAXIMUS INCMMS	Mark AndrekovichChief of Human Capital	11,578	—	—	11,578	—
Oct 6, 2015 AForm 4/A →	Nov 9, 2017, 11:32 am EST	NORDSTROM INCJWN	Christine DeputyChief Human Resources Officer	1,330	—	—	20,094	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:33 am EST	TransDigm Group INCTDG	Peter PalmerExecutive Vice President	65,000	—	—	65,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 11:33 am EST	BARNES GROUP INCB	Christopher J StephensSVP, Finance and CFO	15,700	—	—	0	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:34 am EST	TransDigm Group INCTDG	Joel ReissExecutive Vice President	65,000	—	—	65,000	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:35 am EST	TransDigm Group INCTDG	Jorge ValladaresExecutive Vice President	65,000	—	—	65,000	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:36 am EST	TransDigm Group INCTDG	James SkulinaExecutive Vice President	21,000	—	—	21,000	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:37 am EST	TransDigm Group INCTDG	Terrance M ParadieExec. VP and CFO	20,000	—	—	20,000	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:39 am EST	TransDigm Group INCTDG	Robert S HendersonExec.V.P.	17,000	—	—	17,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 11:39 am EST	MAXIMUS INCMMS	David FrancisGeneral Counsel	11,578	—	—	11,578	—
Nov 8, 2017 MForm 4/A →	Nov 9, 11:40 am EST	TransDigm Group INCTDG	Bernt G Iversen IIExecutive Vice President	16,000	—	—	16,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 12:05 pm EST	V F CORPVFC	Clarence Otis Jr.Director	12,552	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 9, 12:14 pm EST	ARQULE INCARQL	Ran NussbaumDirector	30,000	—	—	30,000	—
Mar 2, 2017 AForm 4 →	Nov 9, 12:20 pm EST	EASTERN COEML	August M. VlakPresident & CEO	20,000	—	—	20,000	—	late
Nov 8, 2017 MForm 4 →	Nov 9, 12:39 pm EST	COHU INCCOHU	Jeffrey D JonesVP Finance & CFO	25,000	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 1:39 pm EST	HOME BANCSHARES INCHOMB	Jack EngelkesDirector	4,752	—	—	0	—	amended
Nov 8, 2017 MForm 4 →	Nov 9, 1:54 pm EST	HOME BANCSHARES INCHOMB	Richard H AshleyDirector	12,752	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 2:10 pm EST	AEHR TEST SYSTEMSAEHR	Gayn EricksonPresident & C.E.O, Director	30,000	—	—	251,667	—
Nov 8, 2017 MForm 4 →	Nov 9, 2:13 pm EST	TransDigm Group INCTDG	W Nicholas HowleyChief Executive Officer, Director	162,455	—	—	42,571	—
Nov 8, 2017 MForm 4 →	Nov 9, 2:15 pm EST	TransDigm Group INCTDG	Robert S HendersonExec.V.P.	13,854	—	—	13,854	—
Nov 7, 2017 MForm 4 →	Nov 9, 2:16 pm EST	BARD C R INC /NJ/BCR	John H WeilandVice Chairman, Pres. and COO, Director	33,435	—	—	11,145	—
Nov 8, 2017 MForm 4 →	Nov 9, 2:54 pm EST	ESTEE LAUDER COMPANIES INCEL	Cedric ProuveGroup President, International	100,927	—	—	39,975	—
Nov 8, 2017 MForm 4 →	Nov 9, 2:55 pm EST	Meridian Bancorp, Inc.EBSB	Marilyn A CensulloDirector	15,000	—	—	16,926	—
Nov 7, 2017 MForm 4 →	Nov 9, 2:56 pm EST	DIGIRAD CORPDRAD	Virgil LottPresident, Diagnostic Imaging	6,490	—	—	13,510	—
Nov 7, 2017 AForm 4 →	Nov 9, 3:13 pm EST	ATMOS ENERGY CORPATO	Kim R CocklinExecutive Chairman, Director	4,236	—	—	64,295	—
Nov 7, 2017 AForm 4 →	Nov 9, 3:18 pm EST	ATMOS ENERGY CORPATO	Michael E HaefnerPRESIDENT & CEO, Director	2,144	—	—	28,757	—
Nov 7, 2017 AForm 4 →	Nov 9, 3:20 pm EST	ATMOS ENERGY CORPATO	Karen E HartsfieldSR VP, GC & CORPORATE SEC'Y	492	—	—	4,589	—
Nov 7, 2017 AForm 4 →	Nov 9, 3:22 pm EST	ATMOS ENERGY CORPATO	David J ParkSR VP, Utility Operations	1,503	—	—	7,656	—
Oct 15, 2017 MForm 4/A →	Nov 9, 3:24 pm EST	NEW JERSEY RESOURCES CORPNJR	Glenn C LockwoodExecutive V.P.	23,662	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 3:25 pm EST	TENNANT COTNC	Jeffrey Louis CotterSVP, General Counsel	2,814	—	—	2,814	—
Nov 4, 2017 MForm 4 →	Nov 9, 3:42 pm EST	LivaNova PLCLIVN	Damien McDonaldCEO	16,745	—	—	50,234	—	late
Mar 2, 2017 AForm 4 →	Nov 9, 3:42 pm EST	EASTERN COEML	John L Sullivan IIIVice President & CFO	10,000	—	—	10,000	—	late
Nov 8, 2017 MForm 4 →	Nov 9, 3:52 pm EST	Merck & Co., Inc.MRK	Thomas H GlocerDirector	5,000	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.