SEC Form 4 · accession 0001478242-17-000073
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack M Greenberg
Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | X | 15,000 | $24.59 | A | 20,316 | D | |
| Common StockF1,F2 | Nov 6, 2017 | S | 15,000 | $108.06 | D | 5,316 | D | |
| Common StockF4 | Nov 6, 2017 | X | 7,425 | $18.40 | A | 32,425 | I | By Trust |
| Common StockF4 | Nov 6, 2017 | X | 2,475 | $21.22 | A | 34,900 | I | By Trust |
| Common StockF4 | Nov 6, 2017 | X | 2,550 | $20.88 | A | 37,450 | I | By Trust |
| Common StockF4 | Nov 6, 2017 | X | 2,550 | $23.70 | A | 40,000 | I | By Trust |
| Common StockF4 | Nov 6, 2017 | X | 3,400 | $21.20 | A | 43,400 | I | By Trust |
| Common StockF1,F3,F4 | Nov 6, 2017 | S | 18,400 | $108.07 | D | 25,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $24.59 | Nov 6, 2017 | X | 15,000 | D | Aug 8, 2015 | Aug 8, 2022 | Common Stock | 15,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $18.40 | Nov 6, 2017 | X | 7,425 | D | Feb 12, 2013 | Feb 12, 2020 | Common Stock | 7,425 | 0 | I |
| Stock Option (Right to Buy)F4 | $21.22 | Nov 6, 2017 | X | 2,475 | D | Feb 12, 2012 | Feb 12, 2020 | Common Stock | 2,475 | 0 | I |
| Stock Option (Right to Buy)F4 | $20.88 | Nov 6, 2017 | X | 2,550 | D | Feb 12, 2011 | Feb 12, 2020 | Common Stock | 2,550 | 0 | I |
| Stock Option (Right to Buy)F4 | $23.70 | Nov 6, 2017 | X | 2,550 | D | Feb 12, 2011 | Feb 12, 2020 | Common Stock | 2,550 | 0 | I |
| Stock Option (Right to Buy)F4 | $21.20 | Nov 6, 2017 | X | 3,400 | D | Sep 12, 2012 | Sep 12, 2021 | Common Stock | 3,400 | 0 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F2The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $107.48 to $108.34 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $107.50 to $108.33 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Shares held in Family Trust.