SEC Form 4 · accession 0001065280-17-000220
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 1,015 | $34.5843 | A | 1,015 | D | |
| Common StockF1 | Nov 7, 2017 | S | 1,015 | $200.00 | D | 0 | D | |
| Common StockF1 | Nov 7, 2017 | M | 1,036 | $33.8843 | A | 1,036 | D | |
| Common StockF1 | Nov 7, 2017 | S | 1,036 | $200.00 | D | 0 | D | |
| Common StockF1 | Nov 7, 2017 | M | 917 | $38.18 | A | 917 | D | |
| Common StockF1 | Nov 7, 2017 | S | 917 | $200.00 | D | 0 | D | |
| Common StockF1 | Nov 7, 2017 | M | 917 | $38.2843 | A | 917 | D | |
| Common StockF1 | Nov 7, 2017 | S | 917 | $200.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $33.8843 | Nov 7, 2017 | M | 1,036 | D | May 2, 2011 | May 2, 2021 | Common Stock | 1,036 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.5843 | Nov 7, 2017 | M | 1,015 | D | Apr 1, 2011 | Apr 1, 2021 | Common Stock | 1,015 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $38.18 | Nov 7, 2017 | M | 917 | D | Jun 1, 2011 | Jun 1, 2021 | Common Stock | 917 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $38.2843 | Nov 7, 2017 | M | 917 | D | Jul 1, 2011 | Jul 1, 2021 | Common Stock | 917 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).