SEC Form 4 · accession 0001590976-17-000193
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ritchie L. Anderson
Officer — Chief Operating Officer
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Nov 6, 2017 | A | 5,500 | $0.00 | A | 23,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $30.87 | Nov 6, 2017 | A | 5,000 | A | — | Nov 5, 2023 | Class A Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The reporting person was issued an equity award of 5,500 shares of restricted stock on November 6, 2017 in consideration of services performed for the Issuer in fiscal 2017.
- F2The shares of restricted stock will vest in four substantially equal annual installments beginning on November 6, 2018.
- F3Includes 536 restricted stock units vesting on November 6, 2018, 2,607 restricted stock units vesting in two substantially equal annual installments beginning on November 6, 2018 and 3,750 shares of restricted stock vesting in three equal annual installments beginning on November 4, 2018. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
- F4The option vests in four equal annual installments beginning on November 6, 2018.