SEC Form 4 · accession 0001127602-17-031712
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen E Hartsfield
Officer — SR VP, GC & CORPORATE SEC'Y
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 491 | $88.24 | A | 491 | D | |
| Common StockF2 | Nov 7, 2017 | F | 133 | $88.24 | D | 358 | D | |
| Common StockF3 | holding | — | — | — | 687 | I | By Retirement Savings Plan and Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | — | Nov 7, 2017 | A | 492 | A | — | — | Common Stock | 492 | 4,589 | D |
Explanation of responses
- F1Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
- F2Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F3To update end of period holdings as of October 31, 2017 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The restricted stock units issued will vest and be delivered to the reporting person three years from date of grant.